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total of 50 pages shall be
fastened separately from the accompanying pleading.
(h) Proposed Panel orders shall not be submitted with papers for
filing.
-SOURCE-
(As amended June 14, 1988, eff. July 6, 1988; May 3, 1993, eff.
July 1, 1993; Sept. 1, 1998, eff. Nov. 2, 1998; Apr. 2, 2001, eff.
Apr. 2, 2001.)
-HEAD-
RULE 7.2: MOTION PRACTICE
(a) All requests for action by the Panel under 28 U.S.C. Sec.
1407 shall be made by written motion. Every motion shall be
accompanied by:
(i) a brief in support thereof in which the background of the
litigation and factual and legal contentions of the movant shall
be concisely stated in separate portions of the brief with
citation of applicable authorities; and
(ii) a schedule giving
(A) the complete name of each action involved, listing the
full name of each party included as such on the district
court's docket sheet, not shortened by the use of references
such as "et al." or "etc.";
(B) the district court and division in which each action is
pending;
(C) the civil action number of each action; and
(D) the name of the judge assigned each action, if known.
(b) The Clerk of the Panel shall notify recipients of a motion of
the filing date, caption, MDL docket number, briefing schedule and
pertinent Panel policies.
(c) Within twenty days after filing of a motion, all other
parties shall file a response thereto. Failure of a party to
respond to a motion shall be treated as that party's acquiescence
to the action requested in the motion.
(d) The movant may, within five days after the lapse of the time
period for filing responsive briefs, file a single brief in reply
to any opposition.
(e) Motions, their accompaniments, responses, and replies shall
also be governed by Rules 5.12, 5.2 and 7.1 of these Rules.
(f) With respect to any action that is the subject of Panel
consideration, counsel shall promptly notify the Clerk of the Panel
of any development that would partially or completely moot the
matter before the Panel.
(g) A joinder in a motion shall not add any action to the
previous motion.
(h) Once a motion is filed, any other pleading that purports to
be a "motion" in the docket shall be filed by the Clerk of the
Panel as a response unless the "motion" adds an action. The Clerk
of the Panel, upon designating such a pleading as a motion, shall
acknowledge that designation by the distribution of a briefing
schedule to all parties in the docket. Response time resulting from
an additional motion shall ordinarily be extended only to those
parties directly affected by the additional motion. An accelerated
briefing schedule for the additional motion may be set by the Clerk
of the Panel to conform with the hearing session schedule
established by the Chairman.
(i) Any party or counsel in a new group of actions under
consideration by the Panel for transfer under Section 1407 shall
promptly notify the Clerk of the Panel of any potential tag-along
action in which that party is also named or in which that counsel
appears.
-SOURCE-
(As amended June 14, 1988, eff. July 6, 1988; May 3, 1993, eff.
July 1, 1993; Sept. 1, 1998, eff. Nov. 2, 1998; Apr. 2, 2001, eff.
Apr. 2, 2001.)
-HEAD-
RULE 7.3: SHOW CAUSE ORDERS
(a) When transfer of multidistrict litigation is being considered
on the initiative of the Panel pursuant to 28 U.S.C. Sec.
1407(c)(i), an order shall be filed by the Clerk of the Panel
directing the parties to show cause why the action or actions
should not be transferred for coordinated or consolidated pretrial
proceedings. Any party or counsel in such actions shall promptly
notify the Clerk of the Panel of any other federal district court
actions related to the litigation encompassed by the show cause
order. Such notification shall be made for additional actions
pending at the time of the issuance of the show cause order and
whenever new actions are filed.
(b) Any party may file a response to the show cause order within
twenty days of the filing of said order unless otherwise provided
for in the order. Failure of a party to respond to a show cause
order shall be treated as that party's acquiescence to the Panel
action contemplated in the order.
(c) Within five days after the lapse of the time period for
filing a response, any party may file a reply limited to new
matters.
(d) Responses and replies shall be filed and served in conformity
with Rules 5.12, 5.2 and 7.1 of these Rules.
(e) With respect to any action that is the subject of Panel
consideration, counsel shall promptly notify the Clerk of the Panel
of any development that would partially or completely moot the
matter before the Panel.
-SOURCE-
(As amended June 14, 1988, eff. July 6, 1988; May 3, 1993, eff.
July 1, 1993; Sept. 1, 1998, eff. Nov. 2, 1998.)
-HEAD-
RULE 7.4: CONDITIONAL TRANSFER ORDERS FOR "TAG-ALONG ACTIONS"
(a) Upon learning of the pendency of a potential "tag-along
action," as defined in Rule 1.1 of these Rules, an order may be
entered by the Clerk of the Panel transferring that action to the
previously designated transferee district court on the basis of the
prior hearing session(s) and for the reasons expressed in previous
opinions and orders of the Panel in the litigation. The Clerk of
the Panel shall serve this order on each party to the litigation
but, in order to afford all parties the opportunity to oppose
transfer, shall not send the order to the clerk of the transferee
district court for fifteen days from the entry thereof.
(b) Parties to an action subject to a conditional transfer order
shall notify the Clerk of the Panel within the fifteen-day period
if that action is no longer pending in its transferor district
court.
(c) Any party opposing the transfer shall file a notice of
opposition with the Clerk of the Panel within the fifteen-day
period. If a notice of opposition is received by the Clerk of the
Panel within this fifteen-day period, the Clerk of the Panel shall
not transmit said order to the clerk of the transferee district
court until further order of the Panel. The Clerk of the Panel
shall notify the parties of the briefing schedule.
(d) Within fifteen days of the filing of its notice of
opposition, the party opposing transfer shall file a motion to
vacate the conditional transfer order and brief in support thereof.
The Chairman of the Panel shall set the motion for the next
appropriate hearing session of the Panel. Failure to file and serve
a motion and brief shall be treated as withdrawal of the opposition
and the Clerk of the Panel shall forthwith transmit the order to
the clerk of the transferee district court.
(e) Conditional transfer orders do not become effective unless
and until they are filed with the clerk of the transferee district
court.
(f) Notices of opposition and motions to vacate such orders of
the Panel and responses thereto shall be governed by Rules 5.12,
5.2, 7.1 and 7.2 of these Rules.
-SOURCE-
(As amended June 14, 1988, eff. July 6, 1988; Sept. 1, 1998, eff.
Nov. 2, 1998; Apr. 2, 2001, eff. Apr. 2, 2001.)
-HEAD-
RULE 7.5: MISCELLANEOUS PROVISIONS CONCERNING "TAG-ALONG ACTIONS"
(a) Potential "tag-along actions" filed in the transferee
district require no action on the part of the Panel and requests
for assignment of such actions to the Section 1407 transferee judge
should be made in accordance with local rules for the assignment of
related actions.
(b) Upon learning of the pendency of a potential "tag-along
action" and having reasonable anticipation of opposition to
transfer of that action, the Panel may direct the Clerk of the
Panel to file a show cause order, in accordance with Rule 7.3 of
these Rules, instead of a conditional transfer order.
(c) Failure to serve one or more of the defendants in a potential
"tag-along action" with the complaint and summons as required by
Rule 4 of the Federal Rules of Civil Procedure does not preclude
transfer of such action under Section 1407. Such failure, however,
may be submitted by such a defendant as a basis for opposing the
proposed transfer if prejudice can be shown. The inability of the
Clerk of the Panel to serve a conditional transfer order on all
plaintiffs or defendants or their counsel shall not render the
transfer of the action void but can be submitted by such a party as
a basis for moving to remand as to such party if prejudice can be
shown.
(d) A civil action apparently involving common questions of fact
with actions under consideration by the Panel for transfer under
Section 1407, which was either not included in a motion under Rule
7.2 of these Rules, or was included in such a motion that was filed
too late to be included in the initial hearing session, will
ordinarily be treated by the Panel as a potential "tag-along
action."
(e) Any party or counsel in actions previously transferred under
Section 1407 or under consideration by the Panel for transfer under
Section 1407 shall promptly notify the Clerk of the Panel of any
potential "tag-along actions" in which that party is also named or
in which that counsel appears.
-SOURCE-
(As amended June 14, 1988, eff. July 6, 1988; May 3, 1993, eff.
July 1, 1993; Sept. 1, 1998, eff. Nov. 2, 1998; Apr. 2, 2001, eff.
Apr. 2, 2001.)
-HEAD-
RULE 7.6: TERMINATION AND REMAND
In the absence of unusual circumstances -
(a) Actions terminated in the transferee district court by valid
judgment, including but not limited to summary judgment, judgment
of dismissal and judgment upon stipulation, shall not be remanded
by the Panel and shall be dismissed by the transferee district
court. The clerk of the transferee district court shall send a copy
of the order terminating the action to the Clerk of the Panel but
shall retain the original files and records unless otherwise
directed by the transferee judge or by the Panel.
(b) Each action transferred only for coordinated or consolidated
pretrial proceedings that has not been terminated in the transferee
district court shall be remanded by the Panel to the transferor
district for trial. Actions that were originally filed in the
transferee district require no action by the Panel to be reassigned
to another judge in the transferee district at the conclusion of
the coordinated or consolidated pretrial proceedings affecting
those actions.
(c) The Panel shall consider remand of each transferred action or
any separable claim, cross-claim, counterclaim or third-party claim
at or before the conclusion of coordinated or consolidated pretrial
proceedings on
(i) motion of any party,
(ii) suggestion of the transferee district court, or
(iii) the Panel's own initiative, by entry of an order to show
cause, a conditional remand order or other appropriate order.
(d) The Panel is reluctant to order remand absent a suggestion of
remand from the transferee district court. If remand is sought by
motion of a party, the motion shall be accompanied by:
(i) an affidavit reciting
(A) whether the movant has requested a suggestion of remand
from the transferee district court, how the court responded to
any request, and, if no such request was made, why;
(B) whether all common discovery and other pretrial
proceedings have been completed in the action sought to be
remanded, and if not, what remains to be done; and
(C) whether all orders of the transferee district court have
been satisfactorily complied with, and if not, what remains to
be done; and
(ii) a copy of the transferee district court's final pretrial
order, where such order has been entered.
Motions to remand and responses thereto shall be governed by
Rules 5.12, 5.2, 7.1 and 7.2 of these Rules.
(e) When an order to show cause why an action or actions should
not be remanded is entered pursuant to subsection (c), paragraph
(iii) of this Rule, any party may file a response within twenty
days of the filing of said order unless otherwise provided for in
the order. Within five days of filing of a party's response, any
party may file a reply brief limited to new matters. Failure of a
party to respond to a show cause order regarding remand shall be
treated as that party's acquiescence to the remand. Responses and
replies shall be filed and served in conformity with Rules 5.12,
5.2 and 7.1 of these Rules.
(f) Conditional Remand Orders
(i) When the Panel has been advised by the transferee district
judge, or otherwise has reason to believe, that pretrial
proceedings in the litigation assigned to the transferee district
judge are concluded or that remand of an action or actions is
otherwise appropriate, an order may be entered by the Clerk of
the Panel remanding the action or actions to the transferor
district court. The Clerk of the Panel shall serve this order on
each party to the litigation but, in order to afford all parties
the opportunity to oppose remand, shall not send the order to the
clerk of the transferee district court for fifteen days from the
entry thereof.
(ii) Any party opposing the remand shall file a notice of
opposition with the Clerk of the Panel within the fifteen-day
period. If a notice of opposition is received by the Clerk of the
Panel within this fifteen-day period, the Clerk of the Panel
shall not transmit said order to the clerk of the transferee
district court until further order of the Panel. The Clerk of the
Panel shall notify the parties of the briefing schedule.
(iii) Within fifteen days of the filing of its notice of
opposition, the party opposing remand shall file a motion to
vacate the conditional remand order and brief in support thereof.
The Chairman of the Panel shall set the motion for the next
appropriate hearing session of the Panel. Failure to file and
serve a motion and brief shall be treated as a withdrawal of the
opposition and the Clerk of the Panel shall forthwith transmit
the order to the clerk of the transferee district court.
(iv) Conditional remand orders do not become effective unless
and until they are filed with the clerk of the transferee
district court.
(v) Notices of opposition and motions to vacate such orders of
the Panel and responses thereto shall be governed by Rules 5.12,
5.2, 7.1 and 7.2 of these Rules.
(g) Upon receipt of an order to remand from the Clerk of the
Panel, the parties shall furnish forthwith to the transferee
district clerk a stipulation or designation of the contents of the
record or part thereof to be remanded and furnish the transferee
district clerk all necessary copies of any pleading or other matter
filed so as to enable the transferee district clerk to comply with
the order of remand.
-SOURCE-
(As amended June 14, 1988, eff. July 6, 1988; May 3, 1993, eff.
July 1, 1993; Sept. 1, 1998, eff. Nov. 2, 1998; Apr. 2, 2001, eff.
Apr. 2, 2001.)
-HEAD-
RULE 16.1: HEARING SESSIONS AND ORAL ARGUMENT
(a) Hearing sessions of the Panel for the presentation of oral
argument and consideration of matters taken under submission
without oral argument shall be held as ordered by the Panel. The
Panel shall convene whenever and wherever desirable or necessary in
the judgment of the Chairman. The Chairman shall determine which
matters shall be considered at each hearing session and the Clerk
of the Panel shall give notice to counsel for all parties involved
in the litigation to be so considered of the time, place and
subject matter of such hearing session.
(b) Each party filing a motion or a response to a motion or order
of the Panel under Rules 7.2, 7.3, 7.4 or 7.6 of these Rules may
file simultaneously therewith a separate statement limited to one
page setting forth reasons why oral argument should, or need not,
be heard. Such statements shall be captioned "Reasons Why Oral
Argument Should [Need Not] Be Heard," and shall be filed and served
in conformity with Rules 5.12 and 5.2 of these Rules.
(c) No transfer or remand determination regarding any action
pending in the district court shall be made by the Panel when any
party timely opposes such transfer or remand unless a hearing
session has been held for the presentation of oral argument except
that the Panel may dispense with oral argument if it determines
that:
(i) the dispositive issue(s) have been authoritatively decided;
or
(ii) the facts and legal arguments are adequately presented in
the briefs and record, and the decisional process would not be
significantly aided by oral argument.
Unless otherwise ordered by the Panel, all other matters before the
Panel, such as a motion for reconsideration, shall be considered
and determined upon the basis of the papers filed.
(d) In those matters in which oral argument is not scheduled by
the Panel, counsel shall be promptly advised. If oral argument is
scheduled in a matter the Clerk of the Panel may require counsel
for all parties who wish to make or to waive oral argument to file
and serve notice to that effect within a stated time in conformity
with Rules 5.12 and 5.2 of these Rules. Failure to do so shall be
deemed a waiver of oral argument by that party. If oral argument is
scheduled but not attended by a party, the matter shall not be
rescheduled and that party's position shall be treated as submitted
for decision by the Panel on the basis of the papers filed.
(e) Except for leave of the Panel on a showing of good cause,
only those parties to actions scheduled for oral argument who have
filed a motion or written response to a motion or order shall be
permitted to appear before the Panel and present oral argument.
(f) Counsel for those supporting transfer or remand under Section
1407 and counsel for those opposing such transfer or remand are to
confer separately prior to the oral argument for the purpose of
organizing their arguments and selecting representatives to present
all views without duplication.
(g) Unless otherwise ordered by the Panel, a maximum of twenty
minutes shall be allotted for oral argument in each matter. The
time shall be divided equally among those with varying viewpoints.
Counsel for the moving party or parties shall generally be heard
first.
(h) So far as practicable and consistent with the purposes of
Section 1407, the offering of oral testimony before the Panel shall
be avoided. Accordingly, oral testimony shall not be received
except upon notice, motion and order of the Panel expressly
providing for it.
(i) After an action or group of actions has been set for a
hearing session, consideration of such action(s) may be continued
only by order of the Panel on good cause shown.
-SOURCE-
(As amended June 14, 1988, eff. July 6, 1988; May 3, 1993, eff.
July 1, 1993; Sept. 1, 1998, eff. Nov. 2, 1998; Apr. 2, 2001, eff.
Apr. 2, 2001.)
-HEAD-
II. RULES FOR MULTICIRCUIT PETITIONS FOR REVIEW UNDER 28 U.S.C.
SEC. 2112(A)(3)
RULE 17.1: RANDOM SELECTION
(a) Upon filing a notice of multicircuit petitions for review,
the Clerk of the Panel or designated deputy shall randomly select a
circuit court of appeals from a drum containing an entry for each
circuit wherein a constituent petition for review is pending.
Multiple petitions for review pending in a single circuit shall be
allotted only a single entry in the drum. This random selection
shall be witnessed by the Clerk of the Panel or a designated deputy
other than the random selector. Thereafter, an order on behalf of
the Panel shall be issued, signed by the random selector and the
witness,
(i) consolidating the petitions for review in the court of
appeals for the circuit that was randomly selected; and
(ii) designating that circuit as the one in which the record is
to be filed pursuant to Rules 16 and 17 of the Federal Rules of
Appellate Procedure.
(b) A consolidation of petitions for review shall be effective
when the Panel's consolidation order is filed at the offices of the
Panel by the Clerk of the Panel.
-SOURCE-
(Added June 14, 1988, eff. July 6, 1988; amended Sept. 1, 1998,
eff. Nov. 2, 1998.)
-HEAD-
RULE 25.1: FILING OF NOTICES
(a) An original of a notice of multicircuit petitions for review
pursuant to 28 U.S.C. Sec. 2112(a)(3) shall be submitted for filing
to the Clerk of the Panel by the affected agency, board, commission
or officer. The term "agency" as used in Section II of these Rules
shall include agency, board, commission or officer.
(b) All notices of multicircuit petitions for review submitted by
the affected agency for filing with the Clerk of the Panel shall
embrace exclusively petitions for review filed in the courts of
appeals within ten days after issuance of an agency order and
received by the affected agency from the petitioners within that
ten-day period.
(c) When a notice of multicircuit petitions for review is
submitted for filing to the Clerk of the Panel, the Clerk of the
Panel shall file the notice and endorse thereon the date of filing.
(d) Copies of notices of multicircuit petitions for review shall
be filed by the affected agency with the clerk of each circuit
court of appeals in which a petition for review is pending that is
included in the notice.
-SOURCE-
(Added June 14, 1988, eff. July 6, 1988; amended May 3, 1993, eff.
July 1, 1993; Sept. 1, 1998, eff. Nov. 2, 1998.)
-HEAD-
RULE 25.2: ACCOMPANIMENTS TO NOTICES
(a) All notices of multicircuit petitions for review shall be
accompanied by:
(i) a copy of each involved petition for review as the petition
for review is defined in 28 U.S.C. Sec. 2112(a)(2); and
(ii) a schedule giving
(A) the date of the relevant agency order;
(B) the case name of each petition for review involved;
(C) the circuit court of appeals in which each petition for
review is pending;
(D) the appellate docket number of each petition for review;
(E) the date of filing by the court of appeals of each
petition for review; and
(F) the date of receipt by the agency of each petition for
review.
(b) The schedule in Subsection (a)(ii) of this Rule shall also be
governed by Rules 25.1, 25.3 and 25.4(a) of these Rules.
-SOURCE-
(Added June 14, 1988, eff. July 6, 1988; amended Sept. 1, 1998,
eff. Nov. 2, 1998.)
-HEAD-
RULE 25.3: SERVICE OF NOTICES
(a) All notices of multicircuit petitions for review shall be
accompanied by proof of service by the affected agency on all other
parties in all petitions for review included in the notice. Service
and proof of service shall be made as provided in Rule 25 of the
Federal Rules of Appellate Procedure. The proof of service shall
state the name and address of each person served and shall indicate
the party represented by each. If a party is not represented by
counsel, the proof of service shall indicate the name of the party
and his or her last known address. The original proof of service
shall be submitted by the affected agency for filing with the Clerk
of the Panel and copies thereof shall be sent by the affected
agency to each person included within the proof of service.
(b) The proof of service pertaining to notices of multicircuit
petitions for review shall certify that copies of the notices have
been mailed or otherwise delivered by the affected agency for
filing to the clerk of each circuit court of appeals in which a
petition for review is pending that is included in the notice.
-SOURCE-
(Added June 14, 1988, eff. July 6, 1988; amended Sept. 1, 1998,
eff. Nov. 2, 1998.)
-HEAD-
RULE 25.4: FORM OF NOTICES
(a) Each notice of multicircuit petitions for review shall be
(i) flat and unfolded;
(ii) plainly written, typed in double space, printed or
prepared by means of a duplicating process, without erasures or
interlineations which materially deface it;
(iii) on opaque, unglazed white paper (not onionskin);
(iv) approximately 8 1/2 * 11 inches in size; and
(v) fastened at the top-left corner without side binding or
front or back covers.
(b) The heading on the first page of each notice of multicircuit
petitions for review shall commence not less that three inches from
the top of the page. Each notice
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