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found to be
permissible, e.g. the provision of transportation and textbooks to
parochial school students, various assistance to church-supported
colleges, Sunday closing laws, and legislative prayers. 215 The Court
also reversed the lower court’s finding of entanglement based only
on ‘‘political divisiveness.’’ 216
Allegheny County was also decided by a 5–4 vote, Justice
Blackmun writing the opinion of the Court on the creche issue, and
there being no opinion of the Court on the menorah issue. 217 To
the majority, the setting of the creche was distinguishable from
that in Lynch. The creche stood alone on the center staircase of the
county courthouse, bore a sign identifying it as the donation of a
Roman Catholic group, and also had an angel holding a banner
proclaiming ‘‘Gloria in Exclesis Deo.’’ Nothing in the display
‘‘detract[ed] from the creche’s religious message,’’ and the overall
effect was to endorse that religious message. 218 The menorah, on
the other hand, was placed outside a government building alongside
a Christmas tree and a sign saluting liberty, and bore no religious
messages. To Justice Blackmun, this grouping merely recognized
‘‘that both Christmas and Chanukah are part of the same
winter-holiday season, which has attained a secular status’’; 219 to
concurring Justice O’Connor, the display’s ‘‘message of pluralism’’
did not endorse religion over nonreligion even though Chanukah is
primarily a religious holiday and even though the menorah is a religious
symbol. 220 The dissenters, critical of the endorsement test
proposed by Justice O’Connor and of the three-part Lemon test,
would instead distill two principles from the Establishment Clause:
‘‘government may not coerce anyone to support or participate in
any religion or its exercise; and it may not, in the guise of avoiding
hostility or callous indifference, give direct benefits to religion in
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1058 AMENDMENT 1—RELIGION, FREE SPEECH, ETC.
221 492 U.S. at 659.
222 515 U.S. 753 (1995). The Court was divided 7–2 on the merits of Pinette, a
vote that obscured continuing disagreement over analytical approach. The portions
of Justice Scalia’s opinion that formed the opinion of the Court were joined by Chief
Justice Rehnquist and by Justices O’Connor, Kennedy, Souter, Thomas, and Breyer.
A separate part of Justice Scalia’s opinion, joined only by the Chief Justice and by
Justices Kennedy and Thomas, disputed the assertions of Justices O’Connor, Souter,
and Breyer that the ‘‘endorsement’’ test should be applied. Dissenting Justice Stevens
thought that allowing the display on the Capitol grounds did carry ‘‘a clear
image of endorsement’’ (id. at 811), and Justice Ginsburg’s brief opinion seemingly
agreed with that conclusion.
223 459 U.S. 116 (1982).
such a degree that it in fact ‘establishes a state religion or religious
faith, or tends to do so.’’’ 221
In Capitol Square Review Bd. v. Pinette, 222 the Court distinguished
privately sponsored from governmentally sponsored religious
displays on public property. There the Court ruled that Ohio
violated free speech rights by refusing to allow the Ku Klux Klan
to display an unattended cross in a publicly owned plaza outside
the Ohio Statehouse. Because the plaza was a public forum in
which the State had allowed a broad range of speakers and a variety
of unattended displays, the State could regulate the expressive
content of such speeches and displays only if the restriction was
necessary, and narrowly drawn, to serve a compelling state interest.
The Court recognized that compliance with the Establishment
Clause can be a sufficiently compelling reason to justify contentbased
restrictions on speech, but saw no need to apply this principle
when permission to display a religious symbol is granted
through the same procedures, and on the same terms, required of
other private groups seeking to convey non-religious messages.
Miscellaneous.—In Larkin v. Grendel’s Den, 223 the Court
held that the Establishment Clause is violated by a delegation of
governmental decisionmaking to churches. At issue was a state
statute permitting any church or school to block issuance of a liquor
license to any establishment located within 500 feet of the
church or school. While the statute had a permissible secular purpose
of protecting churches and schools from the disruptions often
associated with liquor establishments, the Court indicated that
these purposes could be accomplished by other means, e.g. an outright
ban on liquor outlets within a prescribed distance, or the
vesting of discretionary authority in a governmental decisionmaker
required to consider the views of affected parties. However, the
conferral of a veto authority on churches had a primary effect of
advancing religion both because the delegation was standardless
(thereby permitting a church to exercise the power to promote parochial
interests), and because ‘‘the mere appearance of a joint ex-
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AMENDMENT 1—RELIGION, FREE SPEECH, ETC. 1059
224 459 U.S. at 125–26. But cf. Marsh v. Chambers, 463 U.S. 783 (1983), involving
no explicit consideration of the possible symbolic implication of opening legislative
sessions with prayers by paid chaplains.
225 459 U.S. at 126–27, quoting Abington, 374 U.S. 203, 222.
226 512 U.S. 687 (1994). Only four Justices (Souter, Blackmun, Stevens, and
Ginsburg) thought that the Grendel’s Den principle applied; in their view the distinction
that the delegation was to a village electorate rather than to a religious
body ‘‘lack[ed] constitutional significance’’ under the peculiar circumstances of the
case.
227 Abington School District v. Schempp, 374 U.S. 203, 222–23 (1963).
228 Sherbert v. Verner, 374 U.S 398, 402 (1963) (emphasis in original).
229 Braunfeld v. Brown, 366 U.S. 599, 607 (1961).
ercise of legislative authority by Church and State provides a significant
symbolic benefit to religion in the minds of some.’’ 224 Moreover,
the Court determined, because the veto ‘‘enmeshes churches
in the processes of government,’’ it represented an entanglement offensive
to the ‘‘core rationale underlying the Establishment
Clause’’— ‘‘[to prevent] ‘a fusion of governmental and religious
functions.’’’ 225
Using somewhat similar reasoning, the Court in Board of Education
of Kiryas Joel Village v. Grumet, 226 invalidated a New York
law creating a special school district for an incorporated village
composed exclusively of members of one small religious sect. The
statute failed ‘‘the test of neutrality,’’ the Court concluded, since it
delegated power ‘‘to an electorate defined by common religious belief
and practice, in a manner that fails to foreclose religious favoritism.’’
It was the ‘‘anomalously case-specific nature of the legislature’s
exercise of authority’’ that left the Court ‘‘without any direct
way to review such state action’’ for conformity with the neutrality
principle. Because the village did not receive its governmental authority
simply as one of many communities eligible under a general
law, the Court explained, there was no way of knowing whether
the legislature would grant similar benefits on an equal basis to
other religious and nonreligious groups.
FREE EXERCISE OF RELIGION
‘‘The Free Exercise Clause . . . withdraws from legislative
power, state and federal, the exertion of any restraint on the free
exercise of religion. Its purpose is to secure religious liberty in the
individual by prohibiting any invasions there by civil authority.’’ 227
It bars ‘‘governmental regulation of religious beliefs as such,’’ 228
prohibiting misuse of secular governmental programs ‘‘to impede
the observance of one or all religions or . . . to discriminate invidiously
between religions . . . even though the burden may be characterized
as being only indirect.’’ 229 Freedom of conscience is the
basis of the free exercise clause, and government may not penalize
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1060 AMENDMENT 1—RELIGION, FREE SPEECH, ETC.
230 Sherbert v. Verner, 374 U.S. 398, 402 (1963); Torcaso v. Watkins, 367 U.S.
488 (1961).
231 Academics as well as the Justices grapple with the extent to which religious
practices as well as beliefs are protected by the Free Exercise Clause. For contrasting
academic views of the origins and purposes of the Free Exercise Clause,
compare McConnell, The Origins and Historical Understanding of Free Exercise of
Religion, 103 HARV. L. REV. 1410 (1990) (concluding that constitutionally compelled
exemptions from generally applicable laws are consistent with the Clause’s origins
in religious pluralism) with Marshall, The Case Against the Constitutionally Compelled
Free Exercise Exemption, 40 CASE W. RES. L. REV. 357 (1989–90) (arguing
that such exemptions establish an invalid preference for religious beliefs over nonreligious
beliefs).
232 E.g., Reynolds v. United States, 98 U.S. 145 (1879); Jacobson v. Massachusetts,
197 U.S. 11 (1905); Prince v. Massachusetts, 321 U.S. 158 (1944); Braunfeld
v. Brown, 366 U.S. 599 (1961); United States v. Lee, 455 U.S. 252 (1982); Employment
Division v. Smith, 494 U.S. 872 (1990).
233 ‘‘The Court has struggled to find a neutral course between the two Religion
Clauses, both of which are cast in absolute terms, and either of which, if expanded
to a logical extreme, would tend to clash with the other.’’ Walz v. Tax Comm’n, 397
U.S. 668–69 (1970).
234 Hobbie v. Unemployment Appeals Comm’n, 480 U.S. 136, 144–45 (1987). A
similar accommodative approach was suggested in Walz: ‘‘there is room for play in
or discriminate against an individual or a group of individuals because
of their religious views nor may it compel persons to affirm
any particular beliefs. 230 Interpretation is complicated, however, by
the fact that exercise of religion usually entails ritual or other practices
that constitute ‘‘conduct’’ rather than pure ‘‘belief.’’ When it
comes to protecting conduct as free exercise, the Court has been inconsistent.
231 It has long been held that the Free Exercise Clause
does not necessarily prevent government from requiring the doing
of some act or forbidding the doing of some act merely because religious
beliefs underlie the conduct in question. 232 What has changed
over the years is the Court’s willingness to hold that some religiously
motivated conduct is protected from generally applicable
prohibitions.
The relationship between the Free Exercise and Establishment
Clauses varies with the expansiveness of interpretation of the two
clauses. In a general sense both clauses proscribe governmental involvement
with and interference in religious matters, but there is
possible tension between a requirement of governmental neutrality
derived from the Establishment Clause and a Free-Exercise-derived
requirement that government accommodate some religious
practices. 233 So far, the Court has harmonized interpretation by denying
that free-exercise-mandated accommodations create establishment
violations, and also by upholding some legislative accommodations
not mandated by free exercise requirements. ‘‘This Court
has long recognized that government may (and sometimes must)
accommodate religious practices and that it may do so without violating
the Establishment Clause.’’ 234 In holding that a state could
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AMENDMENT 1—RELIGION, FREE SPEECH, ETC. 1061
the joints productive of a benevolent neutrality which will permit religious exercise
to exist without [governmental] sponsorship and without interference.’’ 397 U.S. at
669.
235 Sherbert v. Verner, 374 U.S. 398, 409 (1963). Accord, Thomas v. Review Bd.,
450 U.S. 707, 719–20 (1981). Dissenting in Thomas, Justice Rehnquist argued that
Sherbert and Thomas created unacceptable tensions between the Establishment and
Free Exercise Clauses, and that requiring the States to accommodate persons like
Sherbert and Thomas because of their religious beliefs ran the risk of ‘‘establishing’’
religion under the Court’s existing tests. He argued further, however, that less expansive
interpretations of both clauses would eliminate this artificial tension. Thus,
Justice Rehnquist would have interpreted the Free Exercise Clause as not requiring
government to grant exemptions from general requirements that may burden religious
exercise but that do not prohibit religious practices outright, and would have
interpreted the Establishment Clause as not preventing government from voluntarily
granting religious exemptions. 450 U.S. at 720–27. By 1990 these views had
apparently gained ascendancy, Justice Scalia’s opinion for the Court in the ‘‘peyote’’
case suggesting that accommodation should be left to the political process, i.e., that
states could constitutionally provide exceptions in their drug laws for sacramental
peyote use, even though such exceptions are not constitutionally required. Employment
Div. v. Smith, 494 U.S. 872, 890 (1990).
236 See, e.g., Walz v. Tax Comm’n, 397 U.S. 664 (upholding property tax exemption
for religious organizations); Corporation of the Presiding Bishop v. Amos, 483
U.S. 327 (1987) (upholding Civil Rights Act exemption allowing religious institutions
to restrict hiring to members of religion); Gillette v. United States, 401 U.S. 437,
453–54 (1971) (interpreting conscientious objection exemption from military service).
237 See, e.g., Committee for Pub. Educ. & Religious Liberty v. Nyquist, 413 U.S.
756, 788–89 (1973) (tuition reimbursement grants to parents of parochial school
children violate Establishment Clause in spite of New York State’s argument that
program was designed to promote free exercise by enabling low-income parents to
send children to church schools); Texas Monthly, Inc. v. Bullock, 489 U.S. 1 (1989)
(state sales tax exemption for religious publications violates the Establishment
Clause) (plurality opinion); Board of Educ. of Kiryas Joel Village v. Grumet, 512
U.S. 687, 706–07 (1994) (‘‘accommodation is not a principle without limits;’’ one limitation
is that ‘‘neutrality as among religions must be honored’’).
not deny unemployment benefits to Sabbatarians who refused Saturday
work, for example, the Court denied that it was ‘‘fostering
an ‘establishment’ of the Seventh-Day Adventist religion, for the
extension of unemployment benefits to Sabbatarians in common
with Sunday worshippers reflects nothing more than the governmental
obligation of neutrality in the face of religious differences,
and does not represent that involvement of religious with secular
institutions which it is the object of the Establishment Clause to
forestall.’’ 235 Legislation granting religious exemptions not held to
have been required by the Free Exercise Clause has also been
upheld against Establishment Clause challenge, 236 although it is
also possible for legislation to go too far in promoting free exercise.
237
The Belief-Conduct Distinction
While the Court has consistently affirmed that the Free Exercise
Clause protects religious beliefs, protection for religiously motivated
conduct has waxed and waned over the years. The Free Exer-
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1062 AMENDMENT 1—RELIGION, FREE SPEECH, ETC.
238 Cantwell v. Connecticut, 310 U.S. 296, 304 (1940).
239 Reynolds v. United States, 98 U.S. 145, 166 (1878). ‘‘Crime is not the less
odious because sanctioned by what any particular sect may designate as ‘religion.’’’
Davis v. Beason, 133 U.S. 333, 345 (1890). In another context, Justice Sutherland
in United States v. Macintosh, 283 U.S. 605, 625 (1931), suggested a plenary governmental
power to regulate action in denying that recognition of conscientious objection
to military service was of a constitutional magnitude, saying that ‘‘unqualified
allegiance to the Nation and submission and obedience to the laws of the land,
as well those made for war as those made for peace, are not inconsistent with the
will of God.’’
240 Jacobson v. Massachusetts, 197 U.S. 11 (1905) (compulsory vaccination);
Prince v. Massachusetts, 321 U.S. 158 (1944) (child labor); Cleveland v. United
States, 329 U.S. 14 (1946) (polygamy). In Sherbert v. Verner, 374 U.S. 398, 403
(1963), Justice Brennan asserted that the ‘‘conduct or activities so regulated [in the
cited cases] have invariably posed some substantial threat to public safety, peace
or order.’’
241 Sherbert v. Verner, 374 U.S. 398 (1963); Wisconsin v. Yoder, 406 U.S. 205
(1972); cf. Braunfeld v. Brown, 366 U.S. 599, 607 (1961): ‘‘[I]f the State regulates
conduct by enacting a general law within its power, the purpose and effect of which
is to advance the State’s secular goals, the statute is valid despite its indirect burden
on religious observance unless the State may accomplish its purpose by means
which do not impose such a burden.’’
242 Sherbert v. Verner, 374 U.S. 398, 403, 406–09 (1963). In Wisconsin v. Yoder,
406 U.S. 205 (1972), the Court recognized compelling state interests in provision of
public education, but found insufficient evidence that those interests (preparing children
for citizenship and for self-reliance) would be furthered by requiring Amish
children to attend public schools beyond the eighth grade. Instead, the evidence
showed that the Amish system of vocational education prepared their children for
life in their self-sufficient communities.
cise Clause ‘‘embraces two concepts—freedom to believe and freedom
to act. The first is absolute, but in the nature of things, the
second cannot be.’’ 238 In its first free exercise case, involving the
power of government to prohibit polygamy, the Court invoked a
hard distinction between the two, saying that although laws ‘‘cannot
interfere with mere religious beliefs and opinions, they may
with practices.’’ 239 The rule thus propounded protected only belief,
inasmuch as religiously motivated action was to be subjected to the
police power of the state to the same extent as would similar action
springing from other motives. The Reynolds no-protection rule was
applied in a number of cases, 240 but later cases established that religiously
grounded conduct is not always outside the protection of
the free exercise clause. 241 Instead, the Court began to balance the
secular interest asserted by the government against the claim of religious
liberty asserted by the person affected; only if the governmental
interest was ‘‘compelling’’ and if no alternative forms of regulation
would serve that interest was the claimant required to
yield. 242 Thus, while freedom to engage in religious practices was
not absolute, it was entitled to considerable protection.
Recent cases evidence a narrowing of application of the compelling
interest test, and a corresponding constriction on the freedom
to engage in religiously motivated conduct. First, the Court pur-
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AMENDMENT 1—RELIGION, FREE SPEECH, ETC. 1063
243 United States v. Lee, 455 U.S. 252 (1982) (holding mandatory participation
in the Social Security system by an Amish employer religiously opposed to such social
welfare benefits to be ‘‘indispensable’’ to the fiscal vitality of the system); Bob
Jones Univ. v. United States, 461 U.S. 754 (1983) (holding government’s interest in
eradicating racial discrimination in education to outweigh the religious interest of
a private college whose racial discrimination was founded on religious beliefs); and
Hernandez v. Commissioner, 490 U.S. 680 (1989) (holding that government has a
compelling interest in maintaining a uniform tax system ‘‘free of ‘myriad exceptions
flowing from a wide variety of religious beliefs’’’)
244 Goldman v. Weinberger, 475 U.S. 503 (1986); O’Lone v. Estate of Shabazz,
482 U.S. 342 (1987).
245 494 U.S. 872, 878 (1990).
246 494 U.S. at 890.
247 Reynolds v. United States, 98 U.S. 145 (1879); cf. Cleveland v. United States,
329 U.S. 14 (1946) (no religious-belief defense to Mann Act prosecution for transporting
a woman across state line for the ‘‘immoral purpose’’ of polygamy).
248 Murphy v. Ramsey, 114 U.S. 15 (1885).
ported to apply strict scrutiny, but upheld the governmental action
anyhow. 243 Next the Court held that the test is inappropriate in
the contexts of military and prison discipline. 244 Then, more importantly,
the Court ruled in Employment Division v. Smith that ‘‘if
prohibiting the exercise of religion . . . is not the object . . . but merely
the incidental effect of a generally applicable and otherwise valid
provision, the First Amendment has not been offended.’’ 245 Therefore,
the Court concluded, the Free Exercise Clause does not prohibit
a state from applying generally applicable criminal penalties
to the use of peyote in a religious ceremony, or from denying unemployment
benefits to persons dismissed from their jobs because of
religious ceremonial use of peyote. Accommodation of such religious
practices must be found in ‘‘the political process,’’ the Court noted;
statutory religious-practice exceptions are permissible, but not
‘‘constitutionally required.’’ 246 The result is tantamount to a return
to the Reynolds belief-conduct distinction.
The Mormon Cases
The Court’s first encounter with free exercise claims occurred
in a series of cases in which the Federal Government and the territories
moved against the Mormons because of their practice of polygamy.
Actual prosecutions and convictions for bigamy presented
little problem for the Court, inasmuch as it could distinguish between
beliefs and acts. 247 But the presence of large numbers of
Mormons in some of the territories made convictions for bigamy
difficult to obtain, and in 1882 Congress enacted a statute which
barred ‘‘bigamists,’’ ‘‘polygamists,’’ and ‘‘any person cohabiting with
more than one woman’’ from voting or serving on juries. The Court
sustained the law, even as applied to persons entering the state
prior to enactment of the original law prohibiting bigamy and to
persons as to whom the statute of limitations had run. 248 Subse-
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1064 AMENDMENT 1—RELIGION, FREE SPEECH, ETC.
249 Davis v. Beason, 133 U.S. 333 (1890). ‘‘Bigamy and polygamy are crimes by
the laws of all civilized and Christian countries. . . . To call their advocacy a tenet
of religion is to offend the common sense of mankind. If they are crimes, then to
teach, advise and counsel their practice is to aid in their commission, and such
teaching and counseling are themselves criminal and proper subjects of punishment,
as aiding and abetting crime are in all other cases.’’ Id. at 341–42.
250 The Late Corporation of the Church of Jesus Christ of Latter-Day Saints v.
United States, 136 U.S. 1 (1890). ‘‘[T]he property of the said corporation . . . [is to
be used to promote] the practice of polygamy—a crime against the laws, and abhorrent
to the sentiments and feelings of the civilized world. . . . The organization of a
community for the spread and practice of polygamy is, in a measure, a return to
barbarism. It is contrary to the spirit of Christianity and of the civilization which
Christianity had produced in the Western world.’’ Id. at 48–49.
251 For recent cases dealing with other religious groups discomfiting to the mainstream,
see Heffron v. ISKCON, 452 U.S. 640 (1981) (Hare Krishnas); Larson v.
Valente, 456 U.S. 228 (1982) (Unification Church). Church of the Lukumi Babalu
Aye, Inc. v. City of Hialeah, 508 U.S. 520 (1993) (Santeria faith).
252 Most of the cases are collected and categorized by Justice Frankfurter in
Niemotko v. Maryland, 340 U.S. 268, 273 (1951) (concurring opinion).
253 310 U.S. 296 (1940).
quently, an act of a territorial legislature which required a prospective
voter not only to swear that he was not a bigamist or polygamist
but also that ‘‘I am not a member of any order, organization
or association which teaches, advises, counsels or encourages its
members, devotees or any other person to commit the crime of
bigamy or polygamy . . . or which practices bigamy, polygamy or
plural or celestial marriage as a doctrinal rite of such organization;
that I do not and will not, publicly or privately, or in any manner
whatever teach, advise, counsel or encourage any person to commit
the crime of bigamy or polygamy . . . ,’’ was upheld in an opinion
that condemned plural marriage and its advocacy as equal evils. 249
And, finally, the Court sustained the revocation of the charter of
the Mormon Church and confiscation of all church property not actually
used for religious worship or for burial. 250
The Jehovah’s Witnesses Cases
In contrast to the Mormons, the sect known as Jehovah’s Witnesses,
in many ways as unsettling to the conventional as the Mormons
were, 251 provoked from the Court a lengthy series of decisions
252 expanding the rights of religious proselytizers and other
advocates to utilize the streets and parks to broadcast their ideas,
though the decisions may be based more squarely on the speech
clause than on the free exercise clause. The leading case is Cantwell
v. Connecticut. 253 Three Jehovah’s Witnesses were convicted
under a statute which forbade the unlicensed soliciting of funds for
religious or charitable purposes, and also under a general charge
of breach of the peace. The solicitation count was voided as an infringement
on religion because the issuing officer was authorized
to inquire whether the applicant did have a religious cause and to
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AMENDMENT 1—RELIGION, FREE SPEECH, ETC. 1065
254 310 U.S. at 303-07. ‘‘The freedom to act must have appropriate definition to
preserve the enforcement of tha
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