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nd question, the Court considers three factors: ‘‘the extent
to which the actor relies on governmental assistance and benefits,
whether the actor is performing a traditional governmental function,
and whether the injury caused is aggravated in a unique way
by the incidents of governmental authority.’’ 1259 There was no
question that exercise of peremptory challenges derives from governmental
authority (either state or federal, as the case may be);
exercise of peremptory challenges is authorized by law, and the
number is limited. Similarly, the Court easily concluded that private
parties exercise peremptory challenges with the ‘‘overt’’ and
‘‘significant’’ assistance of the court. So too, jury selection is the
performance of a traditional governmental function: the jury ‘‘is a
quintessential governmental body, having no attributes of a private
actor,’’ and it followed, so the Court majority believed, that selection
of individuals to serve on that body is also a governmental
function whether or not it is delegated to or shared with private
individuals. 1260 Finally, the Court concluded that ‘‘the injury
caused by the discrimination is made more severe because the government
permits it to occur within the courthouse itself.’’ 1261 Dissenting
Justice O’Connor complained that the Court was wiping
away centuries of adversary practice in which ‘‘unrestrained private
choice’’ has been recognized in exercise of peremptory challenges;
‘‘[i]t is antithetical to the nature of our adversarial process,’’
the Justice contended, ‘‘to say that a private attorney acting on behalf
of a private client represents the government for constitutional
purposes.’’ 1262
Even though in a criminal case it is the government and the
defendant who are adversaries, rather than two private parties, as
is ordinarily the case in civil actions, the Court soon applied these
same principles to hold that exercise of peremptory challenges by
the defense in a criminal case also constitutes state action. 1263 The
same generalities apply with at least equal force: there is overt and
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1900 AMENDMENT 14—RIGHTS GUARANTEED
1264 Polk County v. Dodson, 454 U.S. 512 (1981).
1265 505 U.S. at 54. Justice O’Connor, again dissenting, pointed out that the
Court’s distinction was inconsistent with Dodson’s declaration that public defenders
are not vested with state authority ‘‘when performing a lawyer’s traditional functions
as counsel to a defendant in a criminal proceeding.’’ Id. at 65-66. Justice
Scalia, also dissenting again, decried reduction of Edmonson ‘‘to the terminally absurd:
A criminal defendant, in the process of defending himself against the state,
is held to be acting on behalf of the state.’’ Id. at 69-70. Chief Justice Rehnquist,
who had dissented in Edmonson, concurred in McCollum in the belief that it was
controlled by Edmonson, and Justice Thomas, who had not participated in
Edmonson, expressed similar views in a concurrence.
1266 Jackson v. Metropolitan Edison Co., 419 U.S. 345, 350 (1974); Blum v.
Yaretsky, 457 U.S. 991, 1004 (1982). Cf. Moose Lodge No. 107 v. Irvis, 407 U.S. 163
(1972).
1267 Blum v. Yaretsky, 457 U.S. 991, 1004 (1982); Flagg Bros. v. Brooks, 436
U.S. 149, 166 (1978); Jackson v. Metropolitan Edison Co., 419 U.S. 345, 357 (1974).
1268 On funding, see Simkins v. Moses H. Cone Memorial Hosp., 323 F.2d 959
(4th Cir. 1963), cert. denied, 376 U.S. 938 (1964); Kerr v. Enoch Pratt Free Library,
149 F.2d 212 (4th Cir.), cert. denied, 326 U.S. 721 (1945); Christhilf v. Annapolis
Emergency Hosp. Ass’n, 496 F.2d 174 (4th Cir. 1974). But cf. Greco v. Orange Mem.
Hosp. Corp., 513 F.2d 873 (5th Cir.), cert. denied, 423 U.S. 1000 (1975). On tax
benfits, see Green v. Connally, 330 F. Supp. 1150 (D.D.C.) (three-judge court), aff’d.
sub nom. Coit v. Green, 404 U.S. 997 (1971); McGlotten v. Connally, 338 F. Supp.
448 (D.D.C. 1972); Jackson v. Statler Foundation, 496 F.2d 623 (2d Cir. 1974). But
significant governmental assistance in creating and structuring the
process, a criminal jury serves an important governmental function
and its selection is also important, and the courtroom setting intensifies
harmful effects of discriminatory actions. An earlier case 1264
holding that a public defender was not a state actor when engaged
in general representation of a criminal defendant was distinguished,
the Court emphasizing that ‘‘exercise of a peremptory
challenge differs significantly from other actions taken in support
of a defendant’s defense,’’ since it involves selection of persons to
wield governmental power. 1265
The rules developed by the Court for business regulation are
that (1) the ‘‘mere fact that a business is subject to state regulation
does not by itself convert its action into that of the State for purposes
of the Fourteenth Amendment,’’ 1266 and (2) ‘‘a State normally
can be held responsible for a private decision only when it has exercised
coercive power or has provided such significant encouragement,
either overt or covert, that the choice must be deemed to be
that of the State.’’ 1267
Previously, the Court’s decisions with respect to state ‘‘involvement’’
in the private activities of individuals and entities raised the
question whether financial assistance and tax benefits provided to
private parties would so clothe them with state action that discrimination
by them and other conduct would be subjected to constitutional
constraints. Many lower courts had held state action to
exist in such circumstances. 1268 However the question might have
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AMENDMENT 14—RIGHTS GUARANTEED 1901
cf. New York City Jaycees v. United States Jaycees, 512 F.2d 856 (2d Cir. 1976);
Greenya v. George Washington Univ., 512 F.2d 556 (D.C. Cir.), cert. denied, 423
U.S. 995 (1975).
1269 457 U.S. 830 (1982).
1270 457 U.S. 991 (1982).
1271 457 U.S. at 1011.
1272 489 U.S. 189, 197 (1989).
1273 Estelle v. Gamble, 429 U.S. 97 (1976).
1274 Youngberg v. Romeo, 457 U.S. 307 (1982).
been answered under the older cases, it is evident that a negative
answer flows from the premises of the more recent cases. In
Rendell-Baker v. Kohn, 1269 the private school received ‘‘problem’’
students referred to it by public institutions, it was heavily regulated,
and it received between 90 and 99% of its operating budget
from public funds. In Blum v. Yaretsky, 1270 the nursing home had
practically all of its operating and capital costs subsidized by public
funds and more than 90% of its residents had their medical expenses
paid from public funds; in setting reimbursement rates, the
State included a formula to assure the home a profit. Nevertheless,
in both cases the Court found that the entities remained private,
and required plaintiffs to show that as to the complained of actions
the State was involved, either through coercion or encouragement.
‘‘That programs undertaken by the State result in substantial funding
of the activities of a private entity is no more persuasive than
the fact of regulation of such an entity in demonstrating that the
State is responsible for decisions made by the entity in the course
of its business.’’ 1271
In the social welfare area, the Court has drawn a sharp distinction
between governmental action subject to substantive due
process requirements, and governmental inaction, not so constrained.
There being ‘‘no affirmative right to governmental aid,’’
the Court announced in DeShaney v. Winnebago County Social
Services Department 1272 that ‘‘as a general matter, . . . a State’s
failure to protect an individual against private violence simply does
not constitute a violation of the Due Process Clause.’’ Before there
can be state involvement creating an affirmative duty to protect an
individual, the Court explained, the state must have taken a person
into its custody and held him there against his will so as to
restrict his freedom to act on his own behalf. Thus, while the Court
had recognized due process violations for failure to provide adequate
medical care to incarcerated prisoners, 1273 and for failure to
ensure reasonable safety for involuntarily committed mental patients,
1274 no such affirmative duty arose from the failure of social
services agents to protect an abused child from further abuse from
his parent. Even though possible abuse had been reported to the
agency and confirmed and monitored by the agency, and the agency
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1902 AMENDMENT 14—RIGHTS GUARANTEED
1275 489 U.S. at 201.
1276 489 U.S. at 202.
1277 489 U.S. at 203.
1278 For example, rights of association protected by the First Amendment.
See Moose Lodge No. 107 v. Irvis, 407 U.S. 163, 179–80 (1972) (Justice Douglas dissenting);
Gilmore v. City of Montgomery, 417 U.S. 556, 575 (1974); Norwood v. Harrison,
413 U.S. 455, 470 (1973). The right can be implicated as well by affirmative
legislative action barring discrimination in private organizations. See Runyon v.
McCrary, 427 U.S. 160, 175–79 (1976).
1279 413 U.S. 455 (1973).
had done nothing to protect the child, the Court emphasized that
the actual injury was inflicted by the parent and ‘‘did not occur
while [the child] was in the State’s custody.’’ 1275 While the State
may have incurred liability in tort through the negligence of its social
workers, ‘‘[not] every tort committed by a state actor [is] a constitutional
violation.’’ 1276 ‘‘[I]t is well to remember . . . that the
harm was inflicted not by the State of Wisconsin, but by [the
child’s] father.’’ 1277
Judicial inquiry into the existence of ‘‘state action’’ may be directed
toward the implementation of either of two remedies, and
this may well lead to some difference in the search. In the cases
considered here suits were against a private actor to compel him
to halt his discriminatory action, to enjoin him to admit blacks to
a lunch counter, for example. But one could just as readily bring
suit against the government to compel it to cease aiding the private
actor in his discriminatory conduct. Recurrence to the latter remedy
might well avoid constitutional issues that an order directed to
the private party would raise. 1278 In any event, it must be determined
whether the governmental involvement is sufficient to give
rise to a constitutional remedy; in a suit against the private party
it must be determined whether he is so involved with the government
as to be subject to constitutional restraints, while in a suit
against the government agency it must be determined whether the
government’s action ‘‘impermissibly fostered’’ the private conduct.
Thus, in Norwood v. Harrison, 1279 the Court struck down the
provision of free textbooks by the State to private schools set up
as racially segregated institutions to avoid desegregated public
schools, even though the textbook program predated the establishment
of these schools. ‘‘[A]ny tangible state assistance, outside the
generalized services government might provide to private segregated
schools in common with other schools, and with all citizens,
is constitutionally prohibited if it has ‘a significant tendency to facilitate,
reinforce, and support private discrimination.’. . . The constitutional
obligation of the State requires it to steer clear, not only
of operating the old dual system of racially segregated schools, but
also of giving significant aid to institutions that practice racial or
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AMENDMENT 14—RIGHTS GUARANTEED 1903
1280 Gilmore v. City of Montgomery, 417 U.S. 556, 568–69 (1974) (quoting Norwood
v. Harrison, 413 U.S. 455, 466, 467 (1973)).
1281 Gilmore v. City of Montgomery, 417 U.S. 556, 570 (1974).
1282 417 U.S. at 573-74. In Blum v. Yaretsky, 457 U.S. 991 (1982), plaintiffs, objecting
to decisions of the nursing home in discharging or transferring patients, sued
public officials, but they objected to the discharges and transfers, not to the changes
in Medicaid benefits made by the officials.
1283 Simon v. Eastern Kentucky Welfare Rights Organization, 426 U.S. 26
(1976). See id. at 46, 63–64 (Justice Brennan concurring and dissenting).
other invidious discriminations.’’ 1280 And in a subsequent case, the
Court approved a lower court order that barred the city from permitting
exclusive temporary use of public recreational facilities by
segregated private schools because that interfered with an outstanding
order mandating public school desegregation. But it remanded
for further factfinding with respect to permitting nonexclusive
use of public recreational facilities and general government
services by segregated private schools so that the district court
could determine whether such uses ‘‘involve government so directly
in the actions of those users as to warrant court intervention on
constitutional grounds.’’ 1281 Unlike the situation in which private
club discrimination is attacked directly, ‘‘the question of the existence
of state action centers in the extent of the city’s involvement
in discriminatory actions by private agencies using public facilities.
. . .’’ Receipt of just any sort of benefit or service at all does not
by the mere provision—electricity, water, and police and fire protection,
access generally to municipal recreational facilities—constitute
a showing of state involvement in discrimination and the
lower court’s order was too broad because not predicated upon a
proper finding of state action. ‘‘If, however, the city or other governmental
entity rations otherwise freely accessible recreational facilities,
the case for state action will naturally be stronger than if the
facilities are simply available to all comers without condition or
reservation.’’ The lower court was directed to sift facts and weigh
circumstances on a case-by-case basis in making determinations.
1282
It should be noted, however, that the Court has interposed,
without mentioning these cases, a potentially significant barrier to
utilization of the principle set out in them. In a 1976 decision,
which it has expanded since, it held that plaintiffs, seeking
disallowal of governmental tax benefits accorded to institutions
that allegedly discriminated against complainants and thus involved
the government in their actions, must in order to bring the
suit show that revocation of the benefit would cause the institutions
to cease the complained-of conduct. 1283
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1904 AMENDMENT 14—RIGHTS GUARANTEED
1284 Slaughter-House Cases, 83 U.S. (16 Wall.) 36, 81 (1873). Cf. Weber v. Aetna
Casualty & Surety Co., 406 U.S. 164, 177 (1972) (Justice Rehnquist dissenting).
1285 Chicago, B. & Q. R.R. v. Iowa, 94 U.S. 155 (1877); Peik v. Chicago & Nw.
Ry., 94 U.S. 164 (1877); Chicago, M. & St. P. R.R. v. Ackley, 94 U.S. 179 (1877);
Winona & St. Peter R.R. v. Blake, 94 U.S. 180 (1877).
1286 Santa Clara County v. Southern Pac. R.R., 118 U.S. 394, 396 (1886). The
background and developments from this utterance are treated in H. GRAHAM, EVERYMAN’S
CONSTITUTION—HISTORICAL ESSAYS ON THE FOURTEENTH AMENDMENT,
THE ?CONSPIRACY THEORY?, AND AMERICAN CONSTITUTIONALISM chs. 9, 10, and pp.
566–84 (1968). Justice Black, in Connecticut General Life Ins. Co. v. Johnson, 303
U.S. 77, 85 (1938), and Justice Douglas, in Wheeling Steel Corp. v. Glander, 337
U.S. 562, 576 (1949), have disagreed that corporations are persons for equal protection
purposes.
1287 Yick Wo v. Hopkins, 118 U.S. 356, 369 (1886). For modern examples, see
Levy v. Louisiana, 391 U.S. 68, 70 (1968); Graham v. Richardson, 403 U.S. 365, 371
(1971).
1288 City of Newark v. New Jersey, 262 U.S. 192 (1923); Williams v. Mayor of
Baltimore, 289 U.S. 36 (1933).
1289 See Plyler v. Doe, 457 U.S. 202, 210–16 (1982) (explicating meaning of the
phrase in the context of holding that aliens illegally present in a State are ‘‘within
its jurisdiction’’ and may thus raise equal protection claims).
‘‘Person’’.—In the case in which it was first called upon to interpret
this clause, the Court doubted whether ‘‘any action of a
State not directed by way of discrimination against the [N]egroes
as a class, or on account of their race, will ever be held to come
within the purview of this provision.’’ 1284 Nonetheless, in deciding
the Granger Cases shortly thereafter, the Justices seemingly entertained
no doubt that the railroad corporations were entitled to invoke
the protection of the clause. 1285 Nine years later, Chief Justice
Waite announced from the bench that the Court would not hear argument
on the question whether the equal protection clause applied
to corporations. ‘‘We are all of the opinion that it does.’’ 1286
The word has been given the broadest possible meaning. ‘‘These
provisions are universal in their application, to all persons within
the territorial jurisdiction, without regard to any differences of
race, of color, or of nationality. . .’’ 1287 The only qualification is that
a municipal corporation cannot invoke the clause against its
State. 1288
‘‘Within Its Jurisdiction’’.—Persons ‘‘within its jurisdiction’’
are entitled to equal protection from a State. Largely because Article
IV, § 2, has from the beginning guaranteed the privileges and
immunities of citizens in the several States, the Court has rarely
construed the phrase in relation to natural persons. 1289 It was first
held that a foreign corporation not doing business in a State under
conditions that subjected it to process issuing from the courts of
that State was not ‘‘within the jurisdiction’’ and could not complain
of the preferences granted resident creditors in the distribution of
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AMENDMENT 14—RIGHTS GUARANTEED 1905
1290 Blake v. McClung, 172 U.S. 239, 261 (1898); Sully v. American Nat’l Bank,
178 U.S. 289 (1900).
1291 Kentucky Finance Corp. v. Paramount Auto Exchange Corp., 262 U.S. 544
(1923).
1292 Hillsborough v. Cromwell, 326 U.S. 620 (1946).
1293 Wheeling Steel Corp. v. Glander, 337 U.S. 562 (1949); Hanover Ins. Co. v.
Harding, 272 U.S. 494 (1926). See also Philadelphia Fire Ass’n v. New York, 119
U.S. 110 (1886).
1294 The story is recounted in J. JAMES, THE FRAMING OF THE FOURTEENTH
AMENDMENT (1956). See also JOURNAL OF THE JOINT COMMITTEE OF FIFTEEN ON RECONSTRUCTION
(B. Kendrick, ed. 1914). The floor debates are collected in 1 STATUTORY
HISTORY OF THE UNITED STATES—CIVIL RIGHTS 181 (B. Schwartz, ed. 1970).
1295 Civil Rights Act of 1866, ch. 31, 14 Stat. 27, now in part 42 U.S.C. §§ 1981,
1982. See Jones v. Alfred H. Mayer Co., 392 U.S. 409, 422–37 (1968).
1296 As in fact much of the legislation which survived challenge in the courts was
repealed in 1894 and 1909. 28 Stat. 36; 35 Stat. 1088. See R. CARR, FEDERAL PROTECTION
OF CIVIL RIGHTS: QUEST FOR A SWORD 45–46 (1947).
1297TENBROEK, EQUAL UNDER LAW (rev. ed. 1965); Frank & Munro, The Original
Understanding of ‘Equal Protection of the Laws’, 50 COLUM. L. REV. 131 (1950);
Bickel, The Original Understanding and the Segregation Decision, 69 HARV. L.
REV. 1 (1955); and see the essays collected in H. GRAHAM, EVERYMAN’S CONSTITUTION—
HISTORICAL ESSAYS ON THE FOURTEENTH AMENDMENT, THE ?CONSPIRACY
THEORY?, AND AMERICAN CONSTITUTIONALISM (1968). In calling for reargument in
Brown v. Board of Education, 345 U.S. 972 (1952), the Court asked for and received
assets of an insolvent corporation, 1290 but this holding was subsequently
qualified, the Court holding that a foreign corporation
which sued in a court of a State in which it was not licensed to
do business to recover possession of property wrongfully taken from
it in another State was ‘‘within the jurisdiction’’ and could not be
subjected to unequal burdens in the maintenance of the suit. 1291
The test of amenability to service of process within the State was
ignored in a later case dealing with discriminatory assessment of
property belonging to a nonresident individual. 1292 When a State
has admitted a foreign corporation to do business within its borders,
that corporation is entitled to equal protection of the laws but
not necessarily to identical treatment with domestic corporations.
1293
Equal Protection: Judging Classifications by Law
A guarantee of equal protection of the laws was contained in
every draft leading up to the final version of section 1 of the Fourteenth
Amendment. 1294 Important to its sponsors was the desire to
provide a firm constitutional basis for already-enacted civil rights
legislation, 1295 and, by amending the Constitution, to place repeal
beyond the accomplishment of a simple majority in a future Congress.
1296 No doubt there were conflicting interpretations of the
phrase ‘‘equal protection’’ among sponsors and supporters and the
legislative history does little to clarify whether any sort of consensus
was accomplished and if so what it was. 1297 While the Court
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1906 AMENDMENT 14—RIGHTS GUARANTEED
extensive analysis of the legislative history of the Amendment with no conclusive
results. Brown v. Board of Education, 347 U.S. 483, 489–90 (1954).
1298 Slaughter-House Cases, 83 U.S. (16 Wall.) 36, 81 (1873).
1299 In Buck v. Bell, 274 U.S. 200, 208 (1927), Justice Holmes characterized the
equal protection clause as ‘‘the last resort of constitutional arguments.’’
1300 See Yick Wo v. Hopkins, 118 U.S. 356 (1886) (discrimination against Chinese
on the West Coast).
1301 Vacco v. Quill, 521 U.S. 793 (1997) (assisted suicide prohibition does not violate
Equal Protection Clause by distinguishing between terminally ill patients on
life-support systems who are allowed to direct the removal of such systems and patients
who are not on life support systems and are not allowed to hasten death by
self-administering prescribed drugs).
1302 Tigner v. Texas, 310 U.S. 141, 147 (1980).
1303 Atchison, T. & S.F.R.R. v. Matthews, 174 U.S. 96, 106 (1899). See also from
the same period, Orient Ins. Co. v. Daggs, 172 U.S. 557 (1869); Bachtel v. Wilson,
204 U.S. 36 (1907); Watson v. Maryland, 218 U.S. 173 (1910), and later cases. Kotch
v. Board of River Port Pilot Comm’rs, 330 U.S. 552 (1947); Goesaert v. Cleary, 335
U.S. 464 (1948); McGowan v. Maryland, 366 U.S. 420 (1961); Schilb v. Kuebel, 404
U.S. 357 (1971); Railroad Retirement Bd. v. Fritz, 449 U.S. 166 (1980); Schweiker
v. Wilson, 450 U.S. 221 (1981).
1304 Barrett v. Indiana, 229 U.S. 26 (1913).
early recognized that African Americans were the primary intended
beneficiaries of the protections thus adopted, 1298 the spare language
was majestically unconfined to so limited a class or to so limited
a purpose. Thus, as will be seen, the equal protection standard
came to be applicable to all classifications by legislative and other
official bodies, though not with much initial success, 1299 until now
the equal protection clause in the fields of civil rights and fundamental
liberties looms large as a constitutional text affording the
federal and state courts extensive powers of review with regard to
differential treatment of persons and classes.
The Traditional Standard: Restrained Review.—The traditional
standard of review of equal protection challenges of classifications
developed largely though not entirely in the context of economic
regulation. 1300 It is still most validly applied there, although
it appears in many other contexts as well. 1301 A more active review
has been developed for classifications based on a ‘‘suspect’’ indicium
or affecting a ‘‘fundamental’’ interest.
‘‘The Fourteenth Amendment enjoins ‘the equal protection of
the laws,’ and laws are not abstract propositions.’’ Justice Frankfurter
once wrote. ‘‘They do not relate to abstract units, A, B, and
C, but are expressions of policy arising out of specific difficulties,
addressed to the attainment of specific ends by the use of specific
remedies. The Constitution does not require things which are different
in fact or opinion to be treated in law as though they were
the same.’’ 1302 The mere fact of classification will not void legislation,
1303 then, because in the exercise of its powers a legislature
has considerable discretion in recognizing the differences between
and among persons and situations. 1304 ‘‘Class legislation, discrimi-
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AMENDMENT 14—RIGHTS GUARANTEED 1907
1305 Barbier v. Connolly, 113 U.S. 27, 32 (1885).
1306 Ferguson v. Skrupa, 372 U.S. 726, 732 (1963); Williamson v. Lee Optical
Co., 348 U.S. 483, 489 (1955).
1307 220 U.S. 61, 78–79 (1911), quoted in full in Morey v. Doud, 354 U.S. 457,
463–64 (1957). Classifications which are purposefully discriminatory fall before the
equal protection clause without more. E.g., Barbier v. Connolly, 113 U.S. 27, 30
(1885); Yick Wo v. Hopkins, 118 U.S. 356, 373–74 (1886). Cf. New York City Transit
Auth. v. Beazer, 440 U.S. 568, 593 n.40 (1979). Explicit in all the formulations is
that a legislature must have had a permissible purpose, a requirement which is seldom
failed, given the leniency of judicial review. But see Zobel v. Williams, 457 U.S.
55, 63–64 (1982), and id. at 65 (Justice Brennan concurring).
nating against some and favoring others, is prohibited; but legislation
which, in carrying out a public purpose, is limited in its application,
if within the sphere of its operation it affects alike all persons
similarly situated, is not within the amendment.’’ 1305 Or, more
succinctly, ‘‘statutes create many classifications which do not deny
equal protection; it is only ‘invidious discrimination’ which offends
the Constitution.’’ 1306
How then is the line between permissible and i
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