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nvidious classification
to be determined? In Lindsley v. Natural Carbonic Gas
Co., 1307 the Court summarized one version of the rules still prevailing.
‘‘1. The equal protection clause of the Fourteenth Amendment
does not take from the State the power to classify in the
adoption of police laws, but admits of the exercise of a wide scope
of discretion in that regard, and avoids what is done only when it
is without any reasonable basis and therefore is purely arbitrary.
2. A classification having some reasonable basis does not offend
against that clause merely because it is not made with mathematical
nicety or because in practice it results in some inequality.
3. When the classification in such a law is called in question, if any
state of facts reasonably can be conceived that would sustain it, the
existence of that state of facts at the time the law was enacted
must be assumed. 4. One who assails the classification in such a
law must carry the burden of showing that it does not rest upon
any reasonable basis, but is essentially arbitrary.’’ Especially because
of the emphasis upon the necessity for total arbitrariness,
utter irrationality, and the fact that the Court will strain to conceive
of a set of facts that will justify the classification, the test is
extremely lenient and, assuming the existence of a constitutionally
permissible goal, no classification will ever be upset. But, contemporaneously
with this test, the Court also pronounced another lenient
standard which did leave to the courts a judgmental role. In
this test, ‘‘the classification must be reasonable, not arbitrary, and
must rest upon some ground of difference having a fair and substantial
relation to the object of the legislation, so that all persons
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1908 AMENDMENT 14—RIGHTS GUARANTEED
1308 F.S. Royster Guano Co. v. Virginia, 253 U.S. 412, 415 (1920). See also
Brown-Forman Co. v. Kentucky, 217 U.S. 563, 573 (1910).
1309 E.g., F.S. Royster Guano Co. v. Virginia, 253 U.S. 412 (1920); Stewart Dry
Goods Co. v. Lewis, 294 U.S. 550 (1935); Mayflower Farms v. Ten Eyck, 297 U.S.
266 (1936).
1310 In Nebbia v. New York, 291 U.S. 502, 537 (1934), speaking of the limits of
the due process clause, the Court observed that ‘‘in the absence of other constitutional
restrictions, a state is free to adopt whatever economic policy may reasonably
be deemed to promote public welfare.’’
1311 E.g., Tigner v. Texas, 310 U.S. 141 (1940); Kotch v. Board of River Port Pilot
Comm’rs, 330 U.S. 552 (1947); Goesaert v. Cleary, 335 U.S. 464 (1948); Railway Express
Agency v. City of New York, 336 U.S. 106 (1949); McGowan v. Maryland, 366
U.S. 420 (1961).
1312 Williamson v. Lee Optical Co., 348 U.S. 483, 489 (1955); McDonald v. Board
of Election Comm’rs, 394 U.S. 802, 809 (1969); Schilb v. Kuebel, 404 U.S. 357, 364–
65 (1971); City of New Orleans v. Dukes, 427 U.S. 297, 303 (1976); Minnesota v.
Clover Leaf Creamery Co., 449 U.S. 456, 466 (1981).
1313 City of New Orleans v. Dukes, 427 U.S. 297, 303–04 (1976); City of Pittsburgh
v. Alco Parking Corp., 417 U.S. 369 (1974).
1314 Dandridge v. Williams, 397 U.S. 471, 485–86 (1970); Jefferson v. Hackney,
406 U.S. 535, 549 (1972). See also New York City Transit Auth. v. Beazer, 440 U.S.
568, 587–94 (1979).
1315 E.g., McGinnis v. Royster, 410 U.S. 263, 270–77 (1973); Johnson v. Robison,
415 U.S. 361, 374–83 (1974); City of Charlotte v. International Ass’n of Firefighters,
426 U.S. 283, 286–89 (1976). It is significant that these opinions were written by
Justices who subsequently dissented from more relaxed standard of review cases
similarly circumstanced shall be treated alike.’’ 1308 Use of the latter
standard did in fact result in some invalidations. 1309
But then, coincident with the demise of substantive due process
in the area of economic regulation, 1310 the Court reverted to the
former standard, deferring to the legislative judgment on questions
of economics and related matters; even when an impermissible purpose
could have been attributed to the classifiers it was usually
possible to conceive of a reason that would justify the classification.
1311 Strengthening the deference was the recognition of discretion
in the legislature not to try to deal with an evil or a class of
evils all within the scope of one enactment but to approach the
problem piecemeal, to learn from experience, and to ameliorate the
harmful results of two evils differently, resulting in permissible
over- and under-inclusive classifications. 1312
In recent years, the Court has been remarkably inconsistent in
setting forth the standard which it is using, and the results have
reflected this. It has upheld economic classifications that suggested
impermissible intention to discriminate, reciting at length the
Lindsley standard, complete with the conceiving-of-a-basis and the
one-step-at-a-time rationale, 1313 and it has applied this relaxed
standard to social welfare regulations. 1314 In other cases, it has utilized
the Royster Guano standard and has looked to the actual goal
articulated by the legislature in determining whether the classification
had a reasonable relationship to that goal, 1315 although it has
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AMENDMENT 14—RIGHTS GUARANTEED 1909
and urged adherence to at least a standard requiring articulation of the goals
sought to be achieved and an evaluation of the ‘‘fit’’ of the relationship between goal
and classification. Railroad Retirement Bd. v. Fritz, 449 U.S. 166, 182 (1980) (Justices
Brennan and Marshall dissenting); Schweiker v. Wilson, 450 U.S. 221, 239
(1981) (Justices Powell, Brennan, Marshall, and Stevens dissenting). See also New
York City Transit Auth. v. Beazer, 440 U.S. 568, 594 (1979) (Justice Powell concurring
in part and dissenting in part), and id. at 597, 602 (Justices White and Marshall
dissenting).
1316 E.g., Lindsey v. Normet, 405 U.S. 56, 74–79 (1972); Eisenstadt v. Baird, 405
U.S. 438 (1972); James v. Strange, 407 U.S. 128 (1972); Department of Agriculture
v. Moreno, 413 U.S. 528 (1973); City of Cleburne v. Cleburne Living Center, 473
U.S. 432 (1985) (rejecting various justifications offered for exclusion of a home for
the mentally retarded in an area where boarding homes, nursing and convalescent
homes, and fraternity or sorority houses were permitted). The Court in Reed v.
Reed, 404 U.S. 71, 76 (1971), utilized the Royster Guano formulation and purported
to strike down a sex classification on the rational basis standard, but, whether the
standard was actually used or not, the case was the beginning of the decisions applying
a higher standard to sex classifications.
1317 449 U.S. 166, 174–79 (1980). The quotation is at 176–77 n.10. The extent
of deference is notable, inasmuch as the legislative history seemed clearly to establish
that the purpose the Court purported to discern as the basis for the classification
was not the congressional purpose at all. Id. at 186–97 (Justice Brennan dissenting).
The Court observed, however, that it was ‘‘constitutionally irrelevant’’
whether the plausible basis was in fact within Congress’ reasoning, inasmuch as the
Court has never required a legislature to articulate its reasons for enactng a statute.
Id. at 179. For a continuation of the debate over actual purpose and conceivable
justification, see Kassel v. Consolidated Freightways Corp., 450 U.S. 662, 680–85
(1981) (Justice Brennan concurring), and id. at 702–06 (Justice Rehnquist dissenting).
Cf. Schweiker v. Wilson, 450 U.S. 221, 243–45 (1981) (Justice Powell dissenting).
1318 450 U.S. 221, 230–39 (1981). Nonetheless, the four dissenters thought that
the purpose discerned by the Court was not the actual purpose, that it had in fact
no purpose in mind, and that the classification was not rational. Id. at 239.
1319 Justice Blackmun wrote the Court’s opinion in Wilson, Justice Rehnquist in
Fritz.
usually ended up upholding the classification. Finally, purportedly
applying the rational basis test, the Court has invalidated some
classifications in the areas traditionally most subject to total deference.
1316
Attempts to develop a consistent principle have so far been unsuccessful.
In Railroad Retirement Board v. Fritz, 1317 the Court acknowledged
that ‘‘[t]he most arrogant legal scholar would not claim
that all of these cases cited applied a uniform or consistent test
under equal protection principles,’’ but then went on to note the
differences between Lindsley and Royster Guano and chose the
former. But, shortly, in Schweiker v. Wilson, 1318 in an opinion written
by a different Justice, 1319 the Court sustained another classification,
using the Royster Guano standard to evaluate whether the
classification bore a substantial relationship to the goal actually
chosen and articulated by Congress. In between these decisions,
the Court approved a state classification after satisfying itself that
the legislature had pursued a permissible goal, but setting aside
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1910 AMENDMENT 14—RIGHTS GUARANTEED
1320 Minnesota v. Clover Leaf Creamery Co., 449 U.S. 456, 461–70 (1981). The
quoted phrase is at 466.
1321 In City of Mesquite v. Aladdin’s Castle, 455 U.S. 283, 294 (1982), the Court
observed that it was not clear whether it would apply Royster Guano to the classification
at issue, citing Fritz as well as Craig v. Boren, 429 U.S. 190 (1976), an intermediate
standard case involving gender. Justice Powell denied that Royster
Guano or Reed v. Reed had ever been rejected. Id. at 301 n.6 (dissenting). See
also id. at 296–97 (Justice White).
1322 The exception is Reed v. Reed, 404 U.S. 71 (1971), which, though it purported
to apply Royster Guano, may have applied heightened scrutiny. See Zobel v.
Williams, 457 U.S. 55, 61–63 (1982), in which it found the classifications not rationally
related to the goals, without discussing which standard it was using.
1323 323 U.S. 214, 216 (1944). In applying ‘‘rigid scrutiny,’’ however, the Court
was deferential to the judgment of military authorities, and to congressional judgment
in exercising its war powers.
the decision of the state court that the classification would not promote
that goal; the Court announced that it was irrelevant whether
in fact the goal would be promoted, the question instead being
whether the legislature ‘‘could rationally have decided’’ that it
would. 1320
In short, it is uncertain which formulation of the rational basis
standard the Court will adhere to. 1321 In the main, the issues in
recent years have not involved the validity of classifications, but
rather the care with which the Court has reviewed the facts and
the legislation with its legislative history to uphold the challenged
classifications. The recent decisions voiding classifications have not
clearly set out which standard they have been using. 1322 Determination
in this area, then, must await presentation to the Court
of a classification which it would sustain under the Lindsley standard
and invalidate under Royster Guano.
The New Standards: Active Review.—When government
legislates or acts either on the basis of a ‘‘suspect’’ classification or
with regard to a ‘‘fundamental’’ interest, the traditional standard
of equal protection review is abandoned, and the Court exercises a
‘‘strict scrutiny.’’ Under this standard government must demonstrate
a high degree of need, and usually little or no presumption
favoring the classification is to be expected. After much initial controversy
within the Court, it has now created a third category, finding
several classifications to be worthy of a degree of ‘‘intermediate’’
scrutiny requiring a showing of important governmental
purposes and a close fit between the classification and the purposes.
Paradigmatic of ‘‘suspect’’ categories is classification by race.
First in the line of cases dealing with this issue is Korematsu v.
United States, 1323 concerning the wartime evacuation of Japanese-
Americans from the West Coast, in which the Court said that because
only a single ethnic-racial group was involved the measure
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AMENDMENT 14—RIGHTS GUARANTEED 1911
1324 Brown v. Board of Education, 347 U.S. 483 (1954).
1325 McLaughlin v. Florida, 379 U.S. 184, 192, 194 (1964).
1326 Loving v. Virginia, 388 U.S. 1, 11 (1967). In Lee v. Washington, 390 U.S.
333 (1968), it was indicated that preservation of discipline and order in a jail might
justify racial segregation there if shown to be necessary.
1327 Personnel Administrator v. Feeney, 442 U.S. 256, 272 (1979), quoted in
Washington v. Seattle School Dist., 458 U.S. 457, 485 (1982).
1328 Regents of the Univ. of California v. Bakke, 438 U.S. 265, 287–20 (1978)
(Justice Powell announcing judgment of Court) (suspect), and id. at 355–79 (Justices
Brennan, White, Marshall, and Blackmun concurring in part and dissenting in part)
(intermediate scrutiny); Fullilove v. Klutznick, 448 U.S. 448, 491–92 (1980) (Chief
Justice Burger announcing judgment of Court) (‘‘a most searching examination’’ but
not choosing a particular analysis), and id. at 495 (Justice Powell concurring), 523
(Justice Stewart dissenting) (suspect), 548 (Justice Stevens dissenting) (searching
scrutiny).
1329 Hunter v. Erickson, 393 U.S. 385 (1969); Washington v. Seattle School Dist.,
458 U.S. 457 (1982).
1330 Graham v. Richardson, 403 U.S. 365, 371–72 (1971).
1331 Reed v. Reed, 404 U.S. 71 (1971); for the hint, see Eisenstadt v. Baird, 405
U.S. 438, 447 n.7 (1972).
was ‘‘immediately suspect’’ and subject to ‘‘rigid scrutiny.’’ The
school segregation cases 1324 purported to enunciate no per se rule,
however, although subsequent summary treatment of a host of segregation
measures may have implicitly done so, until in striking
down state laws prohibiting interracial marriage or cohabitation
the Court declared that racial classifications ‘‘bear a far heavier
burden of justification’’ than other classifications and were invalid
because no ‘‘overriding statutory purpose’’ 1325 was shown and they
were not necessary to some ‘‘legitimate overriding purpose.’’ 1326 ‘‘A
racial classification, regardless of purported motivation, is presumptively
invalid and can be upheld only upon an extraordinary
justification.’’ 1327 Remedial racial classifications, that is, the development
of ‘‘affirmative action’’ or similar programs that classify on
the basis of race for the purpose of ameliorating conditions resulting
from past discrimination, are subject to more than traditional
review scrutiny, but whether the highest or some intermediate
standard is the applicable test is uncertain. 1328 A measure that
does not draw a distinction explicitly on race but that does draw
a line between those who seek to use the law to do away with or
modify racial discrimination and those who oppose such efforts
does in fact create an explicit racial classification and is constitutionally
suspect. 1329
Toward the end of the Warren Court, there emerged a trend
to treat classifications on the basis of nationality or alienage as
suspect, 1330 to accord sex classifications a somewhat heightened
traditional review while hinting that a higher standard might be
appropriate if such classifications passed lenient review, 1331 and to
pass on statutory and administrative treatments of illegitimates in-
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1912 AMENDMENT 14—RIGHTS GUARANTEED
1332 See Levy v. Louisiana, 391 U.S. 68 (1968) (strict review); Labine v. Vincent,
401 U.S. 532 (1971) (lenient review); Weber v. Aetna Casualty & Surety Co., 406
U.S. 164 (1972) (modified strict review).
1333 Cf. McDonald v. Board of Election Comm’rs, 394 U.S. 802, 807 (1969); Bullock
v. Carter, 405 U.S. 134 (1972). See Shapiro v. Thompson, 394 U.S. 618, 658–
59 (1969) (Justice Harlan dissenting). But cf. Lindsey v. Normet, 405 U.S. 56 (1972);
Dandridge v. Williams, 397 U.S. 471 (1970).
1334 San Antonio Indep. School Dist. v. Rodriguez, 411 U.S. 1 (1973).
1335 411 U.S. at 44-45. The Court asserted that only when there is an absolute
deprivation of some right or interest because of inability to pay will there be strict
scrutiny. Id. at 20.
1336 E.g., United States v. Kras, 409 U.S. 434 (1973); Maher v. Roe, 432 U.S. 464
(1977); Harris v. McRae, 448 U.S. 297 (1980).
1337 Craig v. Boren, 429 U.S. 190, 197 (1976). Justice Powell noted that he
agreed the precedents made clear that gender classifications are subjected to more
critical examination than when ‘‘fundamental’’ rights and ‘‘suspect classes’’ are absent,
id. at 210 (concurring), and added: ‘‘As is evident from our opinions, the Court
has had difficulty in agreeing upon a standard of equal protection analysis that can
be applied consistently to the wide variety of legislative classifications. There are
valid reasons for dissatisfaction with the ‘two-tier’ approach that has been prominent
in the Court’s decisions in the past decade. Although viewed by many as a result-
oriented substitute for more critical analysis, that approach—with its narrowly
limited ‘upper tier’—now has substantial precedential support. As has been true of
Reed and its progeny, our decision today will be viewed by some as a ‘middle-tier’
approach. While I would not endorse that characterization and would not welcome
a further subdividing of equal protection analysis, candor compels the recognition
that the relatively deferential ‘rational basis’ standard of review normally applied
takes on a sharper focus when we address a gender-based classification. So much
consistently. 1332 Language in a number of opinions appeared to
suggest that poverty was a suspect condition, so that treating the
poor adversely might call for heightened equal protection review.
1333
However, in a major evaluation of equal protection analysis
early in this period, Justice Powell for the Court utilized solely the
two-tier approach, determining that because the interests involved
did not occasion strict scrutiny the Court would thus decide the
case on minimum rationality standards. 1334 Decisively rejected was
the contention that a de facto wealth classification, with an adverse
impact on the poor, was either a suspect classification or merited
some scrutiny other than the traditional basis, 1335 a holding that
has several times been strongly reaffirmed by the Court. 1336 But
the Court’s rejection of some form of intermediate scrutiny did not
long survive.
Without extended consideration of the issue of standards, the
Court more recently adopted an intermediate level of scrutiny, perhaps
one encompassing several degrees of intermediate scrutiny.
Thus, gender classifications must, in order to withstand constitutional
challenge, ‘‘serve important governmental objectives and
must be substantially related to achievement of those objectives.’’
1337 And classifications that disadvantage illegitimates are
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AMENDMENT 14—RIGHTS GUARANTEED 1913
is clear from our recent cases.’’ Id. at 210, n.*. Justice Stevens wrote that in his
view the two-tiered analysis does not describe a method of deciding cases ‘‘but rather
is a method the Court has employed to explain decisions that actually apply a
single standard in a reasonably consistent fashion.’’ Id. at 211, 212. Chief Justice
Burger and Justice Rehnquist would employ the rational basis test for gender classification.
Id. at 215, 217 (dissenting). Occasionally, because of the particular subject
matter, the Court has appeared to apply a rational basis standard in fact if not in
doctrine, E.g., Rostker v. Goldberg, 453 U.S. 57 (1981) (military); Michael M. v. Superior
Court, 450 U.S. 464 (1981) (application of statutory rape prohibition to boys
but not to girls). Four Justices in Frontiero v. Richardson, 411 U.S. 677, 684–87
(1973), were prepared to find sex a suspect classification, and in Mississippi Univ.
for Women v. Hogan, 458 U.S. 718, 724 n.9 (1982), the Court appeared to leave open
the possibility that at least some sex classifications may be deemed suspect.
1338 Mills v. Habluetzel, 456 U.S. 91, 99 (1982); Parham v. Hughes, 441 U.S. 347
(1979); Lalli v. Lalli, 439 U.S. 259 (1978); Trimble v. Gordon, 430 U.S. 762 (1977).
In Mathews v. Lucas, 427 U.S. 495, 506 (1976), it was said that ‘‘discrimination
against illegitimates has never approached the severity or pervasiveness of the historic
legal and political discrimination against women and Negroes.’’ Lucas sustained
a statutory scheme virtually identical to the one struck down in Califano v.
Goldfarb, 430 U.S. 199 (1977), except that the latter involved sex while the former
involved illegitimacy.
1339 Applying strict scrutiny, see, e.g., Sugarman v. Dougall, 413 U.S. 634 (1973);
Nyquist v. Mauclet, 432 U.S. 1 (1977). Applying lenient scrutiny in cases involving
restrictions on alien entry into the political community, see Foley v. Connelie, 435
U.S. 291 (1978); Ambach v. Norwick, 441 U.S. 68 (1979); Cabell v. Chavez-Salido,
454 U.S. 432 (1982). See also Plyler v. Doe, 457 U.S. 202 (1982).
1340 Massachusetts Bd. of Retirement v. Murgia, 427 U.S. 307 (1976) (upholding
mandatory retirement at age 50 for state police); Vance v. Bradley, 440 U.S. 93
(1979) (mandatory retirement at age 60 for foreign service officers); Gregory v.
Ashcroft, 501 U.S. 452 (1991) (mandatory retirement at age 70 for state judges). See
also City of Cleburne v. Cleburne Living Center, 473 U.S. 432, 442 (1985) (holding
that a lower court ‘‘erred in holding mental retardation a quasi-suspect classification
calling for a more exacting standard of judicial review than is normally accorded
economic and social legislation’’).
1341 City of Cleburne v. Cleburne Living Center, 473 U.S. 432 (1985); See discussion
supra.
subject to a similar though less exacting scrutiny of purpose and
fit. 1338 This period also saw a withdrawal of the Court from the
principle that alienage is always a suspect classification, so that
some discriminations against aliens based on the nature of the political
order, rather than economics or social interests, need pass
only the lenient review standard. 1339
Expansion of the characteristics which when used as a basis
for classification must be justified by a higher showing than ordinary
economic classifications has so far been resisted, the Court
holding, for example, that age classifications are neither suspect
nor entitled to intermediate scrutiny. 1340 While resisting creation
of new suspect or ‘‘quasi-suspect’’ classifications, however, the
Court may nonetheless apply the Royster Guano rather than the
Lindsley standard of rationality. 1341
The other phase of active review of classifications holds that
when certain fundamental liberties and interests are involved, gov-
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1914 AMENDMENT 14—RIGHTS GUARANTEED
1342 Kramer v. Union Free School Dist., 395 U.S. 621, 627 (1969); Shapiro v.
Thompson, 394 U.S. 618, 638 (1969).
1343 Shapiro v. Thompson, 394 U.S. at 660 (Justice Harlan dissenting).
1344 316 U.S. 535, 541 (1942).
1345 Reynolds v. Sims, 377 U.S. 533, 562 (1964).
1346 Carrington v. Rash, 380 U.S. 89 (1965); Harper v. Virginia Bd. of Elections,
383 U.S. 663 (1966); Williams v. Rhodes, 393 U.S. 23 (1968).
1347 394 U.S. 618, 627, 634, 638 (1969).
1348 Kramer v. Union Free School Dist., 395 U.S. 621 (1969); Cipriano v. City
of Houma, 395 U.S. 701 (1969); City of Phoenix v. Kolodziejski, 399 U.S. 204 (1970);
Dunn v. Blumstein, 405 U.S. 330 (1972).
1349 This indefiniteness has been a recurring theme in dissents. E.g., Shapiro v.
Thompson, 394 U.S. 618, 655 (1969) (Justice Harlan); Weber v. Aetna Casualty &
Surety Co., 406 U.S. 164, 177 (1972) (Justice Rehnquist).
1350 E.g., Dunn v. Blumstein, 405 U.S. 330 (1972).
1351 E.g., Shapiro v. Thompson, 394 U.S. 618 (1969).
1352 E.g., Tate v. Short, 401 U.S. 395 (1971).
1353 Skinner v. Oklahoma ex rel. Williamson, 316 U.S. 535 (1942).
ernment classifications which adversely affect them must be justified
by a showing of a compelling interest necessitating the classification
and by a showing that the distinctions are required to further
the governmental purpose. The effect of applying the test, as
in the other branch of active review, is to deny to legislative judgments
the deference usually accorded them and to dispense with
the general presumption of constitutionality usually given state
classifications. 1342
It is thought 1343 that the ‘‘fundamental right’’ theory had its
origins in Skinner v. Oklahoma ex rel. Williamson, 1344 in which the
Court subjected to ‘‘strict scrutiny’’ a state statute providing for
compulsory sterilization of habitual criminals, such scrutiny being
thought necessary because the law affected ‘‘one of the basic civil
rights.’’ In the apportionment decisions, Chief Justice Warren observed
that ‘‘since the right to exercise the franchise in a free and
unimpaired manner is preservative of other basic civil and political
rights, any alleged infringement of the right of citizens to vote
must be carefully and meticulously scrutinized.’’ 1345 A stiffening of
the traditional test could be noted in the opinion of the Court striking
down certain restrictions on voting eligibility 1346 and the
phrase ‘‘compelling state interest’’ was used several times in Justice
Brennan’s opinion in Shapiro v. Thompson. 1347 Thereafter, the
phrase was used in several voting cases in which restrictions were
voided, and the doctrine was asserted in other cases. 1348
While no opinion of the Court attempted to delineate the process
by which certain ‘‘fundamental’’ rights were differentiated from
others, 1349 it was evident from the ca
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