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sponding to Multiple Parties. A
single brief that responds to the briefs of multiple
parties must be served and filed within the time
prescribed after service of the last of these briefs
or, if no such brief is filed, after the time expires for
filing the last of these briefs.
(5) Reply Brief; Oral Argument. A reply brief that is
filed within 4 business days of oral argument must
be served so that it reaches all parties before the
argument.
(b) Number of Copies. Except for briefs containing material
subject to a protective order (see Federal Circuit Rule
28(d)), 12 copies of each brief, including the original
or a copy designated as the original, must be filed with
the court and 2 copies must be served on the principal
counsel for each party, intervenor, and amicus curiae
separately represented.
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Federal Rules of Appellate Procedure Federal Circuit Rule
Rule 31
(c) Certain Motions Suspend the Due Date of the Next
Brief. When a motion is filed that, if granted, would
terminate the appeal, the time to serve and file the next
brief due is suspended. If the motion is denied, the next
brief becomes due, unless the court orders otherwise,
within the balance of the time remaining under this rule
when the motion was filed, but not fewer than 14 days
from the date of the order.
(d) Consequence of Failure to File a Brief by Appellant or
Petitioner. If the appellant fails to file an initial brief, the
clerk is authorized to dismiss the case.
(e) Informal Brief; Time for Filing; Number of Copies.
(1) Brief of Appellant or Petitioner.
(A) In an appeal from a court, a pro se appellant filing
an informal brief must serve and file the brief
within 21 days after the appeal is docketed.
(B) In a petition for review or an appeal from an
agency, a pro se petitioner or appellant filing an
informal brief must serve and file the brief within
21 days after the certified list or index is served
pursuant to Federal Circuit Rule 17(c) or within
21 days after docketing, whichever is later.
(2) Brief of Appellee or Respondent. An appellee or
respondent filing an informal brief must serve and file
the brief within 21 days after petitioner’s or appellant’s
brief is served or within 21 days after the certified list
or index is served pursuant to Federal Circuit Rule
17(c), whichever is later.
(3) Reply Brief. When an informal brief is used, any
reply brief must be served within 14 days after
respondent’s or appellee’s brief is served.
(4) Number of Copies. An original and 3 copies of each
informal brief must be filed with the court and one
copy must be served on each party.
Practice Notes
Reply Briefs Due at Least 3 Days Before Oral Argument; Expedited Service. The reply brief of the appellant (or cross appellant in a cross
appeal) is due to be served and filed within 14 days of the preceding brief. The 3-day provision of Federal Rule of Appellate Procedure
31(a)(1) means that the reply period is automatically shortened if the end of the 14-day period is within 3 days of oral argument. The
briefing schedule will not ordinarily run so close to oral argument, but if it does—because of extensions or otherwise—the reply brief must
be filed early. Federal Circuit Rule 31(a)(5) provides that when that happens, a reply brief filed within 4 business days of oral argument
must be filed and served in an expedited manner. Regular mail would be inappropriate.
Consolidated Appeals. In consolidated appeals in which more than one appellant filed a notice of appeal, the opening brief of all appellants
will be governed by the docketing date of the last filed appeal.
Consolidated Cross Appeals. In consolidated cross appeals, the briefing schedule is computed according to the docketing date of the
first appeal.
Federal Rules of Appellate Procedure Federal Circuit Rule
62
Rule
Rule 32. Form of Briefs, Appendices, and Other
Papers
(a) Nonconforming Brief. The clerk may refuse to file any
brief that has not been printed or bound in conformity
with Federal Rule of Appellate Procedure 32.
(b) Exclusion from Type-Volume Limitation. In addition to
the items listed in Federal Rule of Appellate Procedure
32(a)(7)(B)(iii) that are not counted in the type-volume
limitation of Federal Rule of Appellate Procedure
32(a)(7)(B), the following items do not count toward
that limitation:
(1) the certificate of interest;
(2) the statement of related cases; and
(3) the addendum in an initial brief of an appellant or
petitioner.
(c) Informal Brief. An informal brief must be prepared on a
form provided by the clerk. The form contains instructions
for preparing and filing an informal brief. An informal brief
should be typewritten, but block printing or, as a last
resort, legible handwriting is permitted. An informal brief
including continuation pages must not exceed 30 pages
of typewritten double-spaced text or its equivalent.
(d) Form of Appendix. Pages in an appendix—even when
filing a combined brief and appendix—may be printed on
both sides. To the extent possible, the court encourages
this.
(e) Filing Corresponding Brief on Compact Disc. In
addition to the filing of a paper brief, a party may file
a corresponding brief contained on a compact disc -
read only memory (CD-ROM), subject to the following
requirements.
(1) Consent; Motion. Within 14 days of docketing an
appeal, a party intending to file a corresponding brief
must ascertain whether any other party consents or
objects. If the other parties consent, the filing party
must promptly file with the court a notice of intent
to file a corresponding brief. If any other party does
not consent, the party seeking to file a corresponding
brief must promptly file a motion for leave with the
court. If no response is filed within 7 days, the clerk
will grant the motion for leave to file a corresponding
brief. The court will deny a motion for leave to file
a corresponding brief only if an opposing party
demonstrates substantial prejudice.
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Rule 32. Form of Briefs, Appendices, and Other
Papers
(a) Form of a Brief.
(1) Reproduction.
(A) A brief may be reproduced by any process that
yields a clear black image on light paper. The
paper must be opaque and unglazed. Only one
side of the paper may be used.
(B) Text must be reproduced with a clarity that
equals or exceeds the output of a laser printer.
(C) Photographs, illustrations, and tables may
be reproduced by any method that results in
a good copy of the original; a glossy finish is
acceptable if the original is glossy.
(2) Cover. Except for filings by unrepresented parties,
the cover of the appellant’s brief must be blue; the
appellee’s, red; an intervenor’s or amicus curiae’s,
green; any reply brief, gray; and any supplemental
brief, tan. The front cover of a brief must contain:
(A) the number of the case centered at the top;
(B) the name of the court;
(C) the title of the case (see Rule 12(a));
(D) the nature of the proceeding (e.g., Appeal, Petition
for Review) and the name of the court,
agency, or board below;
(E) the title of the brief, identifying the party or
parties for whom the brief is filed; and
(F) the name, office address, and telephone number
of counsel representing the party for whom the
brief is filed.
(3) Binding. The brief must be bound in any manner
that is secure, does not obscure the text, and permits
the brief to lie reasonably flat when open.
(4) Paper Size, Line Spacing, and Margins. The brief
must be on 8 1/2 by 11 inch paper. The text must be
double-spaced, but quotations more than two lines
long may be indented and single-spaced. Headings
and footnotes may be single-spaced. Margins must
be at least one inch on all four sides. Page numbers
may be placed in the margins, but no text may
appear there.
(5) Typeface. Either a proportionally spaced or a
monospaced face may be used.
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Federal Rules of Appellate Procedure Federal Circuit Rule
Rule
(A) A proportionally spaced face must include
serifs, but sans-serif type may be used in headings
and captions. A proportionally spaced face
must be 14-point or larger.
(B) A monospaced face may not contain more than
10 1/2 characters per inch.
(6) Type Styles. A brief must be set in a plain, roman
style, although italics or boldface may be used
for emphasis. Case names must be italicized or
underlined.
(7) Length.
(A) Page limitation. A principal brief may not
exceed 30 pages, or a reply brief 15 pages,
unless it complies with Rule 32(a)(7)(B) and
(C).
(B) Type-volume limitation.
(i) A principal brief is acceptable if:
? it contains no more than 14,000 words;
? or it uses a monospaced face and contains
no more than 1,300 lines of text.
(ii) A reply brief is acceptable if it contains no
more than half of the type volume specified
in Rule 32(a)(7)(B)(i).
(iii) Headings, footnotes, and quotations count
toward the word and line limitations. The
corporate disclosure statement, table of
contents, table of citations, statement with
respect to oral argument, any addendum
containing statutes, rules or regulations,
and any certificates of counsel do not
count toward the limitation.
(C) Certificate of compliance.
(i) A brief submitted under Rule 32(a)(7)(B)
must include a certificate by the attorney,
or an unrepresented party, that the brief
complies with the type-volume limitation.
The person preparing the certificate
may rely on the word or line count of the
word-processing system used to prepare
the brief. The certificate must state either:
? the number of words in the brief; or
? the number of lines of monospaced type
in the brief.
(2) Content. A corresponding brief must be identical in
content to the paper brief. A corresponding brief may
provide hypertext links to the complete versions of
material that was part of the record below. Hypertext
links to other material must be confined to materials
such as cases, statutes, treatises, law review articles,
and similar authorities. A corresponding brief must
be self-contained and static.
(3) Statement Concerning Instructions and Viruses.
A corresponding brief must be accompanied by
a statement, preferably within or attached to the
packaging, that:
(A) sets forth the instructions for viewing the brief
and the minimum equipment required for
viewing; and
(B) verifies the absence of computer viruses and
lists the software used to ensure that the brief
is virus-free.
(4) Time for Filing. A corresponding brief, if any, must
be filed no later than the time for filing the joint
appendix.
(5) Filing and Service. Except for the time of filing, a
corresponding brief must be filed and served in the
same manner and the same number of copies as the
paper brief.
(6) Single CD-ROM. All parties to an appeal who intend
to file a corresponding CD-ROM brief are encouraged
to cooperate in placing all such briefs on a single
CD-ROM.
(7) Table of Contents. Parties filing a corresponding brief
are encouraged to include a table of contents with
links to all of the items required in a joint appendix
under Federal Rule of Appellate Procedure 30 and
Federal Circuit Rule 30 and to all other parts of the
record contained on the corresponding brief.
(8) Labeling. A label with the caption of the case, the
number of the case, and the types of briefs included on
the CD-ROM must be included on both the packaging
and the CD-ROM.
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Federal Rules of Appellate Procedure Federal Circuit Rule
64
Rule
(ii) Form 6 in the Appendix of Forms is a
suggested form of a certificate of compliance.
Use of Form 6 must be regarded as
sufficient to meet the requirements of Rule
32(a)(7)(C)(i).
(b) Form of an Appendix. An appendix must comply with
Rule 32(a)(1), (2), (3), and (4), with the following exceptions:
(1) The cover of a separately bound appendix must be
white.
(2) An appendix may include a legible photocopy of
any document found in the record or of a printed
judicial or agency decision.
(3) When necessary to facilitate inclusion of odd-sized
documents such as technical drawings, an appendix
may be a size other than 8 1/2 by 11 inches, and need
not lie reasonably flat when opened.
(c) Form of Other Papers.
(1) Motion. The form of a motion is governed by Rule
27(d).
(2) Other Papers. Any other paper, including a petition
for panel rehearing and a petition for hearing or
rehearing en banc, and any response to such a petition,
must be reproduced in the manner prescribed
by Rule 32(a), with the following exceptions:
(A) a cover is not necessary if the caption and
signature page of the paper together contain
the information required by Rule 32(a)(2). If
a cover is used, it must be white.
(B) Rule 32(a)(7) does not apply.
(d) Signature. Every brief, motion, or other paper filed
with the court must be signed by the party filing the
paper or, if the party is represented, by one of the party’s
attorneys.
(e) Local Variation. Every court of appeals must accept
documents that comply with the form requirements
of this rule. By local rule or order in a particular case
a court of appeals may accept documents that do not
meet all of the form requirements of this rule.
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65
Federal Rules of Appellate Procedure Federal Circuit Rule
Rule 33
Rule 33. Appeal Conferences
(a) Settlement Discussion; Joint Statement of Compliance
or Agreement to Dismiss.
(1) When all the parties are represented by counsel,
within 7 days after the first two briefs in an appeal
or the first three briefs in a cross appeal are served
and filed, the parties through counsel must discuss
settlement in appeals under 28 U.S.C. § 1292(c)(1)-
(2); 1295(a)(1); 1295(a)(4)(A) [with respect to patent
interferences only]; 1295(a)(4)(B) [with respect to
inter partes proceedings only]; 1295(a)(4)(C) [with
respect to civil actions under 35 U.S.C. § 146 only];
and 1295(a)(6).
Rule 33. Appeal Conferences
The court may direct the attorneys—and, when appropriate,
the parties—to participate in one or more conferences
to address any matter that may aid in disposing of the
proceedings, including simplifying the issues and discussing
settlement. A judge or other person designated by the court
may preside over the conference, which may be conducted
in person or by telephone. Before a settlement conference,
the attorneys must consult with their clients and obtain as
much authority as feasible to settle the case. The court may,
as a result of the conference, enter an order controlling the
course of the proceedings or implementing any settlement
agreement.
Practice Notes
Preferred Cover. In addition to the requirements of Federal Rule of Appellate Procedure 32(a)(2)(D), the court encourages inclusion on
the cover of the name of the judge, when applicable, from whose judgment appeal is taken.
Preferred Binding. The court prefers that a brief be securely bound along the left margin to ensure that the bound copy will not loosen
or fall apart; that a brief lie flat when open; that a ring-type binding, plastic or metal, or a binding that protrudes from the front and back
covers (e.g., VeloBind) not be used; and that any externally positioned staple be covered with tape.
Print Size of Briefs. Counsel should avoid photoreproduction that reduces the print size of the original smaller than the size required by
Federal Rule of Appellate Procedure 32.
Footnotes. The typeface requirements of Federal Rule of Appellate Procedure 32(a)(5) apply to all text in the brief, including footnotes.
Brief Covers in Cross Appeals. The color of the cover of the cross appellant’s principal brief is red. The color of the covers of appellant’s
and cross appellant’s reply briefs is gray.
Copies of Patent Documents. Oversize patent documents reproduced in a brief or appendix should be photoreduced to 8 1/2 by 11
inches if readability can be maintained; otherwise, they should be folded and bound so they do not protrude from the covers of the brief
or appendix.
Errata; Corrections to be made by Counsel or a Party. A brief may not be corrected merely by appending an errata sheet. Corrections,
which must be limited to nonsubstantive matters, must be made by counsel or a party using suitable means directly in the briefs in the
clerk’s office. As a last resort, briefs may be replaced. Corrected or replacement briefs must be re-served, but the time to file a brief in
response to a corrected or replaced brief runs from service of the original brief. A corrected or replacement brief should so indicate on the
cover. Counsel or a party must file a “Notice of Correction” with the court and serve opposing counsel or unrepresented party, specifically
delineating each correction. Any individual making corrections on briefs in the clerk’s office must provide written authorization and present
proper photo identification.
Testimony in the Appendix. To reduce bulk in the appendix, the use of condensed, columnar transcripts of testimony is encouraged.
Length of Briefs in Cross Appeals. For purposes of Federal Rule of Appellate Procedure 32(a)(7), the first and second briefs in a case
with a cross appeal are considered principal briefs and the third and fourth briefs are considered reply briefs.
Certificate of Compliance. Federal Rule of Appellate Procedure 32(a)(7)(C)(ii) sta
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