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tes that the use of Federal Rules of Appellate Procedure
Form 6 is sufficient to satisfy the requirements of Rule 32(a)(7)(C)(i). That form is reproduced as Federal Circuit Form 16. Parties are
reminded that some software programs do not automatically include footnotes. When certain text is marked for word count or line
count purposes, a party may need to separately mark text in footnotes and include those words or lines in the certified count. It is the
responsibility of the filing party to ensure that its certificate of compliance is accurate.
Federal Rules of Appellate Procedure Federal Circuit Rule
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Rule
(2) No later than the time for filing a separate appendix
under Federal Circuit Rule 30(a)(4), the parties must
file one copy of either of the following (select only
one):
(A) a joint statement of compliance with this rule
indicating that settlement discussions have been
conducted; or
(B) an agreement that the proceeding be dismissed
under Federal Rule of Appellate Procedure
42(b).
(b) Other Settlement Discussions. This rule does not
preclude the parties from discussing settlement or
agreeing to dismiss the proceedings at other times,
including after oral argument but before decision.
Rule 34. Oral Argument
(a) Reply Brief Instead of Oral Argument. If an appeal is
not called for oral argument and the appellant declined
to file a reply brief in anticipation of replying during oral
argument, the appellant may file a reply brief within 14
days after the notice that the appeal will be submitted
on the briefs.
(b) Time Allowed. The time allowed each side for oral
argument will be determined by the court. The clerk will
advise counsel of the time allotted. A party is not obliged
to use all the time allowed. The court may terminate the
argument if it deems further argument unnecessary.
(c) Visual Aids.
(1) Visual Aids Used at a Trial or Administrative
Hearing; Notice. If counsel intends to use at oral
argument a visual aid used at a trial or administrative
hearing, counsel must advise the clerk by letter in
an original and 3 copies and served no later than 14
days before argument of the proposed visual aid.
(2) Visual Aids Not Used at a Trial or Administrative
Hearing; Notice. If counsel intends to use at oral
argument a visual aid that was not used at a trial or
administrative hearing, counsel must give written
notice to opposing counsel no later than 21 days
before the oral argument.
(3) Objection to the Use of Visual Aids. An objection
to the proposed use of a visual aid at oral argument
must be in writing, served on all parties, and filed
no later than 5 days before the oral argument. If a
party objects, the parties’ written submissions will be
treated as a motion and response and will be referred
to the panel.
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Rule 34. Oral Argument
(a) In General.
(1) Party’s Statement. Any party may file, or a court
may require by local rule, a statement explaining
why oral argument should, or need not, be permitted.
(2) Standards. Oral argument must be allowed in
every case unless a panel of three judges who have
examined the briefs and record unanimously agrees
that oral argument is unnecessary for any of the
following reasons:
(A) the appeal is frivolous;
(B) the dispositive issue or issues have been authoritatively
decided; or
(C) the facts and legal arguments are adequately
presented in the briefs and record, and the
decisional process would not be significantly
aided by oral argument.
(b) Notice of Argument; Postponement. The clerk must
advise all parties whether oral argument will be scheduled,
and, if so, the date, time, and place for it, and the
time allowed for each side. A motion to postpone the
argument or to allow longer argument must be filed
reasonably in advance of the hearing date.
(c) Order and Contents of Argument. The appellant opens
and concludes the argument. Counsel must not read at
length from briefs, records, or authorities.
(d) Cross-Appeals and Separate Appeals. If there is a
cross-appeal, Rule 28(h) determines which party is
the appellant and which is the appellee for purposes
of oral argument. Unless the court directs otherwise, a
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Federal Rules of Appellate Procedure Federal Circuit Rule
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Practice Notes
Court Sessions; Hearing Date. Sessions of the court will be held as announced by the court. Sessions are held regularly in Washington,
DC, but the court may sit elsewhere. Appeals are usually calendared for oral argument or submission without argument within 2 months
after the briefs and joint appendix are filed. Counsel are advised of the firm date of hearing approximately 30 days before the session.
Once scheduled, a case will not be postponed except on motion showing compelling reasons. Counsel should advise the clerk in writing
of potential scheduling conflicts as soon as these become known and should not wait until an actual conflict arises. Counsel requiring
a courtroom accessible to the disabled, if oral argument is scheduled, should notify the clerk of this requirement when counsel files the
entry of appearance. Counsel may elect to submit on the briefs to avoid delay in disposition or for any other reason.
Oral Argument. Counsel must report to the clerk’s office at least 30 minutes before the scheduled session and before proceeding to the
courtroom. The members of the panel will have read the briefs before oral argument. Counsel should, therefore, emphasize the dispositive
issue or issues. Time allotted for oral argument is ordinarily 15 minutes, although the court may vary this depending on the nature of
the case. The court may extend the allotted time during the argument, or it may terminate the argument, if it deems it appropriate.
Justification for Claim of Confidentiality. Unnecessarily designating material in the briefs and appendix as confidential may hinder the
court’s preparation and issuance of opinions. Counsel must be prepared to justify at oral argument any claim of confidentiality.
Pamphlet. When counsel are advised of the firm date of oral argument, they will be sent a pamphlet, Notice to Counsel on Oral Argument,
which contains detailed instructions about the conduct of oral argument.
Copies of Recordings Available. Oral arguments are recorded for the convenience of the court. Copies of a recording may be purchased
from the administrative services officer of the court.
Open to Public. Unless held in camera, oral arguments are open to the public. Those in attendance whose attire or behavior reflects
adversely on the dignity of the proceedings will be asked to leave.
Oral Argument on Motions. Oral argument is ordinarily not granted on motions. See Federal Rule of Appellate Procedure 27(e).
cross-appeal or separate appeal must be argued when the
initial appeal is argued. Separate parties should avoid
duplicative argument.
(e) Nonappearance of a Party. If the appellee fails to
appear for argument, the court must hear appellant’s
argument. If the appellant fails to appear for argument,
the court may hear the appellee’s argument. If neither
party appears, the case will be decided on the briefs,
unless the court orders otherwise.
(f) Submission on Briefs. The parties may agree to submit
a case for decision on the briefs, but the court may direct
that the case be argued.
(g) Use of Physical Exhibits at Argument; Removal.
Counsel intending to use physical exhibits other than
documents at the argument must arrange to place them
in the courtroom on the day of the argument before
the court convenes. After the argument, counsel must
remove the exhibits from the courtroom, unless the
court directs otherwise. The clerk may destroy or dispose
of the exhibits if counsel does not reclaim them
within a reasonable time after the clerk gives notice to
remove them.
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(4) Scope. This rule does not preclude use of a
chalkboard or equivalent during oral argument.
(5) Disposition. The clerk may dispose of visual aids
not removed by the parties.
Federal Rules of Appellate Procedure Federal Circuit Rule
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Rule
Rule 35. En Banc Determination
(a) When Hearing or Rehearing En Banc May Be Ordered.
A majority of the circuit judges who are in regular active
service may order that an appeal or other proceeding be
heard or reheard by the court of appeals en banc. An en
banc hearing or rehearing is not favored and ordinarily
will not be ordered unless:
(1) en banc consideration is necessary to secure or
maintain uniformity of the court’s decisions; or
(2) the proceeding involves a question of exceptional
importance.
(b) Petition for Hearing or Rehearing En Banc. A party
may petition for a hearing or rehearing en banc.
(1) The petition must begin with a statement that
either:
(A) the panel decision conflicts with a decision of
the United States Supreme Court or of the court
to which the petition is addressed (with citation
to the conflicting case or cases) and consideration
by the full court is therefore necessary to
secure and maintain uniformity of the court’s
decisions; or
(B) the proceeding involves one or more questions
of exceptional importance, each of which must
be concisely stated; for example, a petition may
assert that a proceeding presents a question of
exceptional importance if it involves an issue
on which the panel decision conflicts with the
authoritative decisions of other United States
Courts of Appeals that have addressed the
issue.
(2) Except by the court’s permission, a petition for an
en banc hearing or rehearing must not exceed 15
pages, excluding material not counted under Rule
32.
(3) For purposes of the page limit in Rule 35(b)(2), if a
party files both a petition for panel rehearing and a
petition for rehearing en banc, they are considered
a single document even if they are filed separately,
unless separate filing is required by local rule.
(c) Time for Petition for Hearing or Rehearing En Banc.
A petition that an appeal be heard initially en banc must
be filed by the date when the appellee’s brief is due. A
petition for a rehearing en banc must be filed within
the time prescribed by Rule 40 for filing a petition for
rehearing.
Rule 35. En Banc Determination
(a) General.
(1) Decision to Review En Banc. A case will be reviewed
en banc if a majority of the judges in regular active
service agree to hear it en banc. Judges who are
recused or disqualified from participating in the case
are counted as judges in regular active service.
(2) Arguing to a Panel to Overrule a Precedent.
Although only the court en banc may overrule a
binding precedent, a party may argue, in its brief
and oral argument, to overrule a binding precedent
without petitioning for hearing en banc. The panel
will decide whether to ask the regular active judges
to consider hearing the case en banc.
(3) Frivolous Petition. A petition for hearing or rehearing
en banc that does not meet the standards of Federal
Rule of Appellate Procedure 35(a) may be deemed
frivolous and subject to sanctions.
(b) Statement of Counsel.
(1) Petition for Hearing En Banc. A petition that an
appeal be initially heard en banc must contain the
following statement of counsel at the beginning:
Based on my professional judgment, I believe this
appeal requires an answer to one or more precedentsetting
questions of exceptional importance:
(set forth each question in a separate sentence).
/s/_____________________________________
ATTORNEY OF RECORD FOR _________________
(2) Petition for Rehearing En Banc. A petition
that an appeal be reheard en banc must contain one or both
of the following statements of counsel at the beginning:
Based on my professional judgment, I believe the
panel decision is contrary to the following decision(s)
of the Supreme Court of the United States or the
precedent(s) of this court: (cite specific decisions).
Based on my professional judgment, I believe this
appeal requires an answer to one or more precedentsetting
questions of exceptional importance:
(set forth each question in a separate sentence).
/s/_____________________________________
ATTORNEY OF RECORD FOR ____________
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Federal Rules of Appellate Procedure Federal Circuit Rule
Rule
(c) Petition for Hearing or Rehearing En Banc;
Response.
(1) Certificate of Interest. A certificate of interest (see
Federal Circuit Rule 47.4) must be included in a
petition for a hearing or rehearing en banc or a
response to such a petition. The certificate must
appear immediately following the cover.
(2) Items Excluded from Page Limitation. The following
items do not count against the page limitation in
Federal Rule of Appellate Procedure 35(b)(2):
(A) the certificate of interest;
(B) the table of contents;
(C) the table of citations; and
(D) any addendum containing statutes, rules,
regulations, and similar matters.
(3) Rehearing En Banc: Copy of Opinion or Judgment.
A petition for a rehearing must include a copy of
the opinion or the judgment of affirmance without
opinion. The copy must be bound with the petition
as an addendum.
(4) Number of Copies. If only nonconfidential copies
are filed, an original and fourteen copies of a
petition for hearing or rehearing en banc must be
filed with the court. Two copies must be served on
each party separately represented. If confidential
and nonconfidential copies are filed, an original
and fourteen copies of the confidential petition and
original and three copies of the nonconfidential
petition must be filed with the court. Two copies
of the confidential petition and one copy of the
nonconfidential petition must be served on each
party separately represented.
(d) Combined Petition for Panel Rehearing and Rehearing
En Banc. If a party chooses to file both a petition for panel
rehearing, see Federal Circuit Rule 40, and a petition
for a rehearing en banc, then the two must not be filed
separately, they must be combined. A combined petition
for panel rehearing and rehearing en banc must comply
with Federal Circuit Rule 35(c). The cover of a combined
petition must indicate that it is a combined petition.
(e) Contents of Petition for Hearing En Banc, Rehearing
En Banc, and Combined Petition; Response.
(1) Petition for Hearing En Banc. The preferred contents
and organization for a petition for a hearing en banc
are:
(A) white cover or first sheet with the information
prescribed in Federal Rule of Appellate Procedure
32(a)(2);
(d) Number of Copies. The number of copies to be filed
must be prescribed by local rule and may be altered by
order in a particular case.
(e) Response. No response may be filed to a petition for
an en banc consideration unless the court orders a
response.
(f) Call for a Vote. A vote need not be taken to determine
whether the case will be heard or reheard en banc unless
a judge calls for a vote.
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Federal Rules of Appellate Procedure Federal Circuit Rule
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Rule
(B) the certificate of interest (see Federal Circuit
Rule 47.4);
(C) the table of contents;
(D) the table of authorities;
(E) the statement of counsel required in Federal
Circuit Rule 35(b);
(F) the argument; and
(G) the proof of service (see Federal Rule of Appellate
Procedure 25(d)).
(2) Petition for Rehearing En Banc. The preferred
contents and organization for a petition for a rehearing
en banc are:
(A) white cover or first sheet with the information
prescribed in Federal Rule of Appellate Procedure
32(a)(2);
(B) the certificate of interest (see Federal Circuit
Rule 47.4);
(C) the table of contents;
(D) the table of authorities;
(E) the statement of counsel required in Federal
Circuit Rule 35(b);
(F) the argument;
(G) the addendum containing a copy of the court’s
opinion or judgment of affirmance without
opinion sought to be reheard; and
(H) the proof of service (see Federal Rule of Appellate
Procedure 25(d)).
(3) Combined Petition for Panel Rehearing and
Rehearing En Banc. The preferred contents and
organization for a combined petition for panel
rehearing and a rehearing en banc are:
(A) white cover or first sheet with the information
prescribed in Federal Rule of Appellate Procedure
32(a)(2);
(B) the certificate of interest (see Federal Circuit
Rule 47.4);
(C) the table of contents;
(D) the table of authorities;
(E) the statement of counsel required in Federal
Circuit Rule 35(b);
(F) the points of law or fact overlooked or
misapprehended by the panel of the court;
(G) the argument in support of a rehearing;
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Federal Rules of Appellate Procedure Federal Circuit Rule
Rule 35
(H) the argument in support of rehearing en banc;
(I) the addendum containing a copy of the court’s
opinion or judgment of affirmance without
opinion sought to be reheard; and
(J) the proof of service (see Federal Rule of Appellate
Procedure 25(d)).
(4) Response. If the court requests a response, which
must not exceed 15 pages unless otherwise ordered,
the preferred contents and organization are:
(A) white cover or first sheet with the information
prescribed in Federal Rule of Appellate Procedure
32(a)(2);
(B) the certificate of interest (see Federal Circuit rule
47.4);
(C) the table of contents;
(D) the table of authorities;
(E) argument against a rehearing, rehearing en banc,
or both; an
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