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l action as the court lacks authority to extend the time to
appeal or to petition for review. An application or request to extend the time to file a notice of appeal from the judgment of a
district court, the Court of International Trade, or the Court of Federal Claims should be filed in those courts.
Forms. You do not need a special form for a petition for review or a notice of appeal, but you may use the forms provided
in the Forms section of the court’s Rules of Practice. You will also find these forms wherever the Federal Rules of Appellate
Procedure are reprinted. You should put your current mailing address and telephone number on the petition or notice. You
should include on the petition or notice the file number of the case when it was in the board, commission, or court and the date
you received notice of the decision or judgment. You should attach a copy of the board’s, commission’s, or court’s judgment,
decision or opinion to the petition or notice. All papers must be 8 1/2 by 11 inches.
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Guide for Pro Se Petitioners and Appellants
4. Fees.
You are required to pay a docketing fee of $250 to the clerk of this court when you petition for review of, or appeal, a decision
of a board or commission. If you appeal a judgment of a court, you must pay a docketing fee of $250 and also pay a filing fee
of $5, both to the clerk of that court when you file a notice of appeal in that court. If the fees have not been paid or if you have
not filed a motion for leave to proceed in forma pauperis within 14 days after the case is docketed in this court, the case will
be dismissed.
5. Permission to proceed in forma pauperis; waiving fees.
You may qualify to proceed in forma pauperis if the court determines that you are unable to pay the fees. Permission to proceed
in forma pauperis means that the filing and docketing fees are waived; it does not mean that a free transcript of the hearing or
trial will be provided, or that a free lawyer will be appointed, or that the assessment of costs will be waived. Unless you are a
prisoner, you are automatically qualified to proceed in forma pauperis if the district court, Court of International Trade, Court
of Federal Claims, or Court of Appeals for Veterans Claims has granted you that right and not revoked it. Otherwise, you may
request to proceed in forma pauperis on a form available from the clerk of this court. You are required to disclose all your
financial resources on the form. You should file the form with your petition for review, but if you do not file it at that time, it
must be filed within 14 days of the date of docketing.
If you are a prisoner and file a notice of appeal in this court, the Clerk’s Office will forward to you a blank motion and affidavit
for leave to proceed in forma pauperis and a supplemental authorization and affidavit form. You must complete and file the
supplemental form, and the Clerk’s Office will send a copy to the institution in which you are incarcerated. The form authorizes
the institution to (1) furnish to this court a certified copy of your prison account statement and (2) calculate and disburse funds
from the prison account, including the initial partial filing fee payment and subsequent monthly payments. Your institution will
forward the certified statement, the initial payment, and the subsequent payments to this court. If you file the proper form, the
failure of the institution to send the statement or to remit the payments shall not adversely affect your appeal. If, however, you
do not submit the motion and affidavit for leave to proceed IFP and the supplemental in forma pauperis form within 14 days of
the date of docketing, the prisoner’s appeal shall be dismissed.
6. Discrimination claims in Merit Systems Protection Board cases.
This court does not have jurisdiction to review cases involving bona fide claims of discrimination based on race, sex, age, national
origin, or handicap that were raised before and considered by the Merit Systems Protection Board. If your case involves such
claims and you are unwilling to abandon them forever, you must proceed in a district court (which will hear all your claims,
both discrimination and nondiscrimination) or before the Equal Employment Opportunity Commission (which will hear your
discrimination claims only). You may waive your discrimination claims on the Federal Circuit Rule 15(c) form sent to you by the
clerk. If you fail to complete and return the form within 14 days after the date of docketing, the clerk will dismiss your petition
for review. A discrimination issue raised for the first time in this court does not affect the jurisdiction of the court to decide the
issues raised before the Board, and such a discrimination claim will be disregarded.
7. This court does not conduct new trials or hearings; additional limitation in appeals from the Court of
Appeals for Veterans Claims.
This court reviews only what a board, commission, or court did in your case. You cannot retry the facts before this court.
Review is limited to the written record of proceedings that were held in the board, commission, or court. You cannot raise in
this court matters that you did not present first before the board, commission, or court. You must show that the version of the
facts accepted by the board or commission is not supported by substantial evidence or that the version of the facts accepted
by the court is clearly erroneous. If you show that the board, commission, or court erred, you must also show that the error
materially affected the outcome of your case. Minor procedural errors rarely affect the outcome of a case. Procedural errors
are usually deemed waived if not raised first before the board, commission, or court. If you are successful before this court,
the court may issue a decision in your favor or it may send the case back (remand) for further proceedings before the board,
commission, or court.
If you are appealing from the Court of Appeals for Veterans Claims, the statute contains additional limitations. If you make
challenges not contemplated by the statute, your appeal will be dismissed. See 38 U.S.C. § 7292.
Guide for Pro Se Petitioners and Appellants
136 8. Cases dismissed for lack of jurisdiction or for untimeliness.
If the board, commission, or court dismissed your case for lack of jurisdiction or because you did not file on time, you must
limit your petition for review or appeal to these issues. In that situation, this court will not consider the merits of your case
(whether you deserve to win or lose your case on the facts and the law) and, if this court were to reverse the board, commission,
or court on its jurisdictional or timeliness ruling, your case would be remanded to the board, commission, or court to consider
the merits. If jurisdiction or timeliness was the basis of the decision you are appealing, you will waste your time and effort, and
will unduly burden this court, if you discuss the merits.
9. Frivolous petitions for review and appeals will be penalized.
If you file and proceed with a frivolous petition for review or appeal, you are subject to the imposition of damages, double costs,
and attorney fees payable to the other party. “Frivolous” means clearly hopeless and unquestionably without any basis whatever
in fact or law. You may require the advice of an attorney in making your decision that your case is not frivolous.
10. Withdrawing a pro se petition for review or appeal.
You may ordinarily withdraw your pro se petition for review or appeal at any time before this court decides your case. To
withdraw your case simply advise the clerk by letter, “I withdraw my case.” Serve a copy of your letter on the other party. The
Department of Justice will ordinarily consent to the withdrawal of a pro se case on the condition that each party bear its own
costs. This court will ordinarily not assess damages, double costs, or attorney fees for filing a frivolous petition for review or
appeal if it is voluntarily withdrawn within 14 days after you receive the other party’s brief. Serious consideration should be
given to voluntarily withdrawing your case if the other party’s brief makes a strong argument that you are pursuing a frivolous
case.
11. Record.
If you need access to the original record of the board, commission, or court proceedings, you must contact the board,
commission, or court because the original record is not forwarded to this court.
12. Service of notice of appearance, briefs, appendices, motions, letters, and other documents.
You must serve on counsel for the other party (by mail or by personal delivery) a copy of all notices of appearance, briefs,
appendices, motions, letters, and other documents you send to the court. Make sure this court’s docket number appears on every
document. You must serve opposing counsel using the name and address contained on the entry of appearance form filed by
that counsel and served on you. The clerk will not file and may return any material that is not accompanied by a certificate from
you stating that you have served the other party with a copy of all the material sent to the court. A sample certificate follows:
CERTIFICATE OF SERVICE
I certify that I mailed my informal brief to
John Doe, Esq.
111 Main Street, Suite 911
Washington, DC 74891–2000
The certificate of service may be included at the end of the material you are filing or it may be on a separate paper attached
to that material. You may also make the certification of service on a photocopy of the opposing counsel’s copy of the entry of
appearance that was served on you and attach it to whatever you file with the clerk.
13. Informal briefs; appendix; petitions for rehearing; motions; length; new evidence; correspondence generally.
You may file an informal brief (original and three copies) using a form (Forms 11, 12, 13, 14, 15, or 16) provided by the
clerk of this court. The informal brief is the only permissible substitute for the brief required by the Federal Rules of Appellate
Procedure and Federal Circuit Rules. The informal brief, together with any continuation pages needed for answers that will
not fit on the form, may not exceed 30 typewritten (14-point type only), double-spaced pages with I -inch margins, or their
equivalent in content.
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Guide for Pro Se Petitioners and Appellants
You must include an appendix with your opening brief containing, as appropriate, the initial and final decision of the Merit Systems
Protection Board, the final decision of another board or commission, the judgment and opinion of the trial court, or the rule or
rules that are the subject of your petition for judicial review of the VA rule making. Do not attempt to supplement the record on
appeal with new evidence that was not considered at your hearing or trial. The clerk can return such new evidence. Copies of
correspondence with others about your appeal are not part of the record on appeal and can also be returned by the clerk.
You may, but are not required to, file a reply brief to respond to issues raised in appellee’s or respondent’s brief. It may not
exceed 15 typewritten (14-point type only), double-spaced pages with 1 -inch margins, or their equivalent in content.
Motions and responses to motions may not exceed 20 pages. A petition for rehearing of an opinion or a motion for reconsideration
of an order may not exceed 15 pages.
All filings with the court must be on 8 1/2 by 11 -inch paper, be double spaced, have I inch margins, and the type size must be
at least 14 point. An original and three copies must be filed. The title of the filing and the courts’ case number should appear
at the top of the first page.
14. Timetable for filing briefs; dismissal for default.
Informal briefs. In a petition for review or appeal from a board or commission or for judicial review of VA rule making, you
must file an informal brief within 21 days after the certified list or index is served. In an appeal from a court, you must file an
informal brief within 21 days after the appeal is docketed. The other party may file either an informal brief within 21 days or
a formal brief within 40 days after service of your informal brief. If you file a brief before the certified list or index is served
and filed, the other party’s time runs from service and filing of the certified list or index. If you attempt to serve government
counsel using a name and address other than that contained on the entry of appearance served on you, the time for filing the
government’s informal brief will not begin to run until the government attorney appearing in the case has actually received your
brief. You may choose to file a reply brief within 14 days after service of the other party’s brief.
Formal briefs. If you elect to file a formal brief, the brief and appendix must comply with the strict requirements of the Federal
Rules of Appellate Procedure and the Federal Circuit Rules or the brief and appendix will not be accepted. A formal brief is due
60 days after the certified list is served in board or commission cases or 60 days after the case is docketed in court cases. The
other party must file a formal brief within 40 days of service of your formal brief or the certified list, whichever is later. Any
reply must be a formal reply brief filed within 14 days of service of the other party’s brief.
Dismissal for default. If you fail to file a brief or comply with other rules, the clerk will dismiss your appeal or petition.
However, if the appellee or respondent fails to comply with the rules, you are not entitled to the relief you seek solely by reason
of that noncompliance, because the appellant or petitioner always has the burden to establish entitlement to relief in the court
of appeals and cannot meet that burden by the failure of another to comply with the rules.
15. Oral argument.
Oral argument (usually 15 minutes or less) is rarely needed in pro se cases. However, you may request to argue your case
before the court, giving reasons why that would aid the court. If you are granted oral argument you must bear your own travel
expenses to the court.
16. Recovery of costs.
If you lose before this court, you will normally be responsible for paying the costs of the other party. If you prevail, you will
normally have your own costs paid by the other party. “Costs” means the expenses of printing or copying briefs and appendices,
and may amount to several hundred dollars. Attorney fees are not costs. If you are responsible for costs, the matter is between
you and the other party, and the court will not resolve any dispute between the parties once the costs have been taxed. In
appeals from the Patent and Trademark Office, each party bears its own costs on appeal.
Guide for Pro Se Petitioners and Appellants
138
17. Attorney fees.
You are not entitled to payment for your own services in pursuing your case pro se, because only an attorney may be awarded
attorney fees. Before filing a petition for review or an appeal you may wish to seek a lawyer who might be willing to undertake
the case on the contingency that the attorney fees may be payable under the Equal Access to Justice Act.
18. Change of address.
You must file and serve a new notice of appearance if you change your address while your case is pending.
19. Notice of the court’s decision.
You will be sent a copy of the court’s opinion in your case by mail on the day it is filed with the clerk. If the court decides your
appeal without preparing an opinion, you will be sent a copy of the judgment of affirmance without opinion. If you file a petition
for rehearing, it must be received within 14 days of the date of the court’s opinion. If the United States is a party, then you
have 45 days to file a petition for rehearing. Untimely petitions for rehearing will be returned. Rehearings are rarely granted.
Do not file a motion to alter or amend a judgment or a motion for relief from judgment as those motions are appropriate only
in proceedings governed by Federal Rules of Civil Procedure 59 and 60, which do not apply in this court.
20. Additional information.
For information, you may call the Clerk’s Office at 202–633–6550 or write to the Clerk of Court, United States Court of Appeals
for the Federal Circuit, 717 Madison Place, NW, Washington, DC 20439. Collect calls are not accepted. The staff of the Clerk’s
Office will answer questions about procedures, but they are not permitted to give you legal advice or to recommend how you
should pursue your appeal.
FEDERAL
CIRCUIT
ATTORNEY
DISCIPLINE
RULES
Federal Circuit Attorney Discipline Rules
140
Federal Circuit Attorney Discipline Rules
141
FEDERAL CIRCUIT ATTORNEY DISCIPLINE RULES
INTRODUCTION
The United States Court of Appeals for the Federal Circuit, in furtherance of its power and responsibility under Federal Rule of
Appellate Procedure 46 and its inherent power and responsibility to supervise the conduct of attorneys who are members of
its bar, promulgates the following Attorney Discipline Rules.
The rules contemplate that a disciplinary proceeding stemming from most misconduct that occurs before a merits or motions
panel will be conducted by that panel. A proceeding stemming from more serious misconduct, based on conviction
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