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Filing; Notice of Filing. The agency
must file the record with the circuit clerk within 40 days after
being served with a petition for review, unless the statute authorizing
review provides otherwise, or within 40 days after it files an
application for enforcement unless the respondent fails to answer
or the court orders otherwise. The court may shorten or extend
the time to file the record. The clerk must notify all parties of the
date when the record is filed.
(b) Filing—What Constitutes.
(1) The agency must file:
(A) the original or a certified copy of the entire record
or parts designated by the parties; or
(B) a certified list adequately describing all documents,
transcripts of testimony, exhibits, and other material constituting
the record, or describing those parts designated
by the parties.
(2) The parties may stipulate in writing that no record or
certified list be filed. The date when the stipulation is filed
with the circuit clerk is treated as the date when the record
is filed.
(3) The agency must retain any portion of the record not
filed with the clerk. All parts of the record retained by the
agency are a part of the record on review for all purposes and,
if the court or a party so requests, must be sent to the court
regardless of any prior stipulation.
(As amended Apr. 24, 1998, eff. Dec. 1, 1998.)
Rule 18. Stay Pending Review
(a) Motion for a Stay.
(1) Initial Motion Before the Agency. A petitioner must ordinarily
move first before the agency for a stay pending review
of its decision or order.
(2) Motion in the Court of Appeals. A motion for a stay may
be made to the court of appeals or one of its judges.
(A) The motion must:
(i) show that moving first before the agency would be
impracticable; or
Rule 19 FEDERAL RULES OF APPELLATE PROCEDURE 18
(ii) state that, a motion having been made, the agency
denied the motion or failed to afford the relief requested
and state any reasons given by the agency for
its action.
(B) The motion must also include:
(i) the reasons for granting the relief requested and
the facts relied on;
(ii) originals or copies of affidavits or other sworn
statements supporting facts subject to dispute; and
(iii) relevant parts of the record.
(C) The moving party must give reasonable notice of the
motion to all parties.
(D) The motion must be filed with the circuit clerk and
normally will be considered by a panel of the court. But in
an exceptional case in which time requirements make that
procedure impracticable, the motion may be made to and
considered by a single judge.
(b) Bond. The court may condition relief on the filing of a bond
or other appropriate security.
(As amended Apr. 24, 1998, eff. Dec. 1, 1998.)
Rule 19. Settlement of a Judgment Enforcing an Agency Order in
Part
When the court files an opinion directing entry of judgment enforcing
the agency’s order in part, the agency must within 14 days
file with the clerk and serve on each other party a proposed judgment
conforming to the opinion. A party who disagrees with the
agency’s proposed judgment must within 7 days file with the clerk
and serve the agency with a proposed judgment that the party believes
conforms to the opinion. The court will settle the judgment
and direct entry without further hearing or argument.
(As amended Mar. 10, 1986, eff. July 1, 1986; Apr. 24, 1998, eff. Dec.
1, 1998.)
Rule 20. Applicability of Rules to the Review or Enforcement of an
Agency Order
All provisions of these rules, except Rules 3–14 and 22–23, apply
to the review or enforcement of an agency order. In these rules,
‘‘appellant’’ includes a petitioner or applicant, and ‘‘appellee’’ includes
a respondent.
(As amended Apr. 24, 1998, eff. Dec. 1, 1998.)
TITLE V. EXTRAORDINARY WRITS
Rule 21. Writs of Mandamus and Prohibition, and Other Extraordinary
Writs
(a) Mandamus or Prohibition to a Court: Petition, Filing, Service,
and Docketing.
(1) A party petitioning for a writ of mandamus or prohibition
directed to a court must file a petition with the circuit
clerk with proof of service on all parties to the proceeding in
the trial court. The party must also provide a copy to the
trial-court judge. All parties to the proceeding in the trial
19 FEDERAL RULES OF APPELLATE PROCEDURE Rule 22
court other than the petitioner are respondents for all purposes.
(2)(A) The petition must be titled ‘‘In re [name of petitioner].’’
(B) The petition must state:
(i) the relief sought;
(ii) the issues presented;
(iii) the facts necessary to understand the issue presented
by the petition; and
(iv) the reasons why the writ should issue.
(C) The petition must include a copy of any order or opinion
or parts of the record that may be essential to understand the
matters set forth in the petition.
(3) Upon receiving the prescribed docket fee, the clerk must
docket the petition and submit it to the court.
(b) Denial; Order Directing Answer; Briefs; Precedence.
(1) The court may deny the petition without an answer.
Otherwise, it must order the respondent, if any, to answer
within a fixed time.
(2) The clerk must serve the order to respond on all persons
directed to respond.
(3) Two or more respondents may answer jointly.
(4) The court of appeals may invite or order the trial-court
judge to address the petition or may invite an amicus curiae
to do so. The trial-court judge may request permission to address
the petition but may not do so unless invited or ordered
to do so by the court of appeals.
(5) If briefing or oral argument is required, the clerk must
advise the parties, and when appropriate, the trial-court judge
or amicus curiae.
(6) The proceeding must be given preference over ordinary
civil cases.
(7) The circuit clerk must send a copy of the final disposition
to the trial-court judge.
(c) Other Extraordinary Writs. An application for an extraordinary
writ other than one provided for in Rule 21(a) must be
made by filing a petition with the circuit clerk with proof of service
on the respondents. Proceedings on the application must conform,
so far as is practicable, to the procedures prescribed in Rule
21(a) and (b).
(d) Form of Papers; Number of Copies. All papers must conform
to Rule 32(c)(2). Except by the court’s permission, a paper must
not exceed 30 pages, exclusive of the disclosure statement, the
proof of service, and the accompanying documents required by
Rule 21(a)(2)(C). An original and 3 copies must be filed unless the
court requires the filing of a different number by local rule or by
order in a particular case.
(As amended Apr. 29, 1994, eff. Dec. 1, 1994; Apr. 23, 1996, eff. Dec.
1, 1996; Apr. 24, 1998, eff. Dec. 1, 1998; Apr. 29, 2002, eff. Dec. 1, 2002.)
TITLE VI. HABEAS CORPUS; PROCEEDINGS IN FORMA
PAUPERIS
Rule 22. Habeas Corpus and Section 2255 Proceedings
(a) Application for the Original Writ. An application for a writ
of habeas corpus must be made to the appropriate district court.
Rule 23 FEDERAL RULES OF APPELLATE PROCEDURE 20
If made to a circuit judge, the application must be transferred to
the appropriate district court. If a district court denies an application
made or transferred to it, renewal of the application before
a circuit judge is not permitted. The applicant may, under 28
U.S.C. § 2253, appeal to the court of appeals from the district
court’s order denying the application.
(b) Certificate of Appealability.
(1) In a habeas corpus proceeding in which the detention
complained of arises from process issued by a state court, or
in a 28 U.S.C. § 2255 proceeding, the applicant cannot take an
appeal unless a circuit justice or a circuit or district judge issues
a certificate of appealability under 28 U.S.C. § 2253(c). If
an applicant files a notice of appeal, the district judge who
rendered the judgment must either issue a certificate of appealability
or state why a certificate should not issue. The district
clerk must send the certificate or statement to the court
of appeals with the notice of appeal and the file of the districtcourt
proceedings. If the district judge has denied the certificate,
the applicant may request a circuit judge to issue the
certificate.
(2) A request addressed to the court of appeals may be considered
by a circuit judge or judges, as the court prescribes. If
no express request for a certificate is filed, the notice of appeal
constitutes a request addressed to the judges of the court
of appeals.
(3) A certificate of appealability is not required when a state
or its representative or the United States or its representative
appeals.
(As amended Apr. 24, 1996; Apr. 24, 1998, eff. Dec. 1, 1998.)
Rule 23. Custody or Release of a Prisoner in a Habeas Corpus Proceeding
(a) Transfer of Custody Pending Review. Pending review of a decision
in a habeas corpus proceeding commenced before a court,
justice, or judge of the United States for the release of a prisoner,
the person having custody of the prisoner must not transfer custody
to another unless a transfer is directed in accordance with
this rule. When, upon application, a custodian shows the need for
a transfer, the court, justice, or judge rendering the decision
under review may authorize the transfer and substitute the successor
custodian as a party.
(b) Detention or Release Pending Review of Decision Not to Release.
While a decision not to release a prisoner is under review,
the court or judge rendering the decision, or the court of appeals,
or the Supreme Court, or a judge or justice of either court, may
order that the prisoner be:
(1) detained in the custody from which release is sought;
(2) detained in other appropriate custody; or
(3) released on personal recognizance, with or without surety.
(c) Release Pending Review of Decision Ordering Release. While
a decision ordering the release of a prisoner is under review, the
prisoner must—unless the court or judge rendering the decision,
or the court of appeals, or the Supreme Court, or a judge or justice
21 FEDERAL RULES OF APPELLATE PROCEDURE Rule 24
of either court orders otherwise—be released on personal recognizance,
with or without surety.
(d) Modification of the Initial Order on Custody. An initial order
governing the prisoner’s custody or release, including any recognizance
or surety, continues in effect pending review unless for
special reasons shown to the court of appeals or the Supreme
Court, or to a judge or justice of either court, the order is modified
or an independent order regarding custody, release, or surety
is issued.
(As amended Mar. 10, 1986, eff. July 1, 1986; Apr. 24, 1998, eff. Dec.
1, 1998.)
Rule 24. Proceeding in Forma Pauperis
(a) Leave to Proceed in Forma Pauperis.
(1) Motion in the District Court. Except as stated in Rule
24(a)(3), a party to a district-court action who desires to appeal
in forma pauperis must file a motion in the district court.
The party must attach an affidavit that:
(A) shows in the detail prescribed by Form 4 of the Appendix
of Forms the party’s inability to pay or to give security
for fees and costs;
(B) claims an entitlement to redress; and
(C) states the issues that the party intends to present on
appeal.
(2) Action on the Motion. If the district court grants the motion,
the party may proceed on appeal without prepaying or
giving security for fees and costs, unless a statute provides
otherwise. If the district court denies the motion, it must
state its reasons in writing.
(3) Prior Approval. A party who was permitted to proceed in
forma pauperis in the district-court action, or who was determined
to be financially unable to obtain an adequate defense
in a criminal case, may proceed on appeal in forma pauperis
without further authorization, unless:
(A) the district court—before or after the notice of appeal
is filed—certifies that the appeal is not taken in good
faith or finds that the party is not otherwise entitled to
proceed in forma pauperis and states in writing its reasons
for the certification or finding; or
(B) a statute provides otherwise.
(4) Notice of District Court’s Denial. The district clerk must
immediately notify the parties and the court of appeals when
the district court does any of the following:
(A) denies a motion to proceed on appeal in forma pauperis;
(B) certifies that the appeal is not taken in good faith;
or
(C) finds that the party is not otherwise entitled to proceed
in forma pauperis.
(5) Motion in the Court of Appeals. A party may file a motion
to proceed on appeal in forma pauperis in the court of appeals
within 30 days after service of the notice prescribed in Rule
24(a)(4). The motion must include a copy of the affidavit filed
in the district court and the district court’s statement of reaRule
25 FEDERAL RULES OF APPELLATE PROCEDURE 22
sons for its action. If no affidavit was filed in the district
court, the party must include the affidavit prescribed by Rule
24(a)(1).
(b) Leave to Proceed in Forma Pauperis on Appeal or Review of
an Administrative-Agency Proceeding. When an appeal or review of
a proceeding before an administrative agency, board, commission,
or officer (including for the purpose of this rule the United States
Tax Court) proceeds directly in a court of appeals, a party may
file in the court of appeals a motion for leave to proceed on appeal
in forma pauperis with an affidavit prescribed by Rule 24(a)(1).
(c) Leave to Use Original Record. A party allowed to proceed on
appeal in forma pauperis may request that the appeal be heard on
the original record without reproducing any part.
(As amended Apr. 1, 1979, eff. Aug. 1, 1979; Mar. 10, 1986, eff. July
1, 1986; Apr. 24, 1998, eff. Dec. 1, 1998; Apr. 29, 2002, eff. Dec. 1, 2002.)
TITLE VII. GENERAL PROVISIONS
Rule 25. Filing and Service
(a) Filing.
(1) Filing with the Clerk. A paper required or permitted to be
filed in a court of appeals must be filed with the clerk.
(2) Filing: Method and Timeliness.
(A) In general. Filing may be accomplished by mail addressed
to the clerk, but filing is not timely unless the
clerk receives the papers within the time fixed for filing.
(B) A brief or appendix. A brief or appendix is timely
filed, however, if on or before the last day for filing, it is:
(i) mailed to the clerk by First-Class Mail, or other
class of mail that is at least as expeditious, postage
prepaid; or
(ii) dispatched to a third-party commercial carrier
for delivery to the clerk within 3 calendar days.
(C) Inmate filing. A paper filed by an inmate confined in
an institution is timely if deposited in the institution’s internal
mailing system on or before the last day for filing.
If an institution has a system designed for legal mail, the
inmate must use that system to receive the benefit of this
rule. Timely filing may be shown by a declaration in compliance
with 28 U.S.C. § 1746 or by a notarized statement,
either of which must set forth the date of deposit and state
that first-class postage has been prepaid.
(D) Electronic filing. A court of appeals may by local rule
permit papers to be filed, signed, or verified by electronic
means that are consistent with technical standards, if any,
that the Judicial Conference of the United States establishes.
A paper filed by electronic means in compliance
with a local rule constitutes a written paper for the purpose
of applying these rules.
(3) Filing a Motion with a Judge. If a motion requests relief
that may be granted by a single judge, the judge may permit
the motion to be filed with the judge; the judge must note the
filing date on the motion and give it to the clerk.
(4) Clerk’s Refusal of Documents. The clerk must not refuse
to accept for filing any paper presented for that purpose solely
23 FEDERAL RULES OF APPELLATE PROCEDURE Rule 25
because it is not presented in proper form as required by these
rules or by any local rule or practice.
(b) Service of All Papers Required. Unless a rule requires service
by the clerk, a party must, at or before the time of filing a paper,
serve a copy on the other parties to the appeal or review. Service
on a party represented by counsel must be made on the party’s
counsel.
(c) Manner of Service.
(1) Service may be any of the following:
(A) personal, including delivery to a responsible person
at the office of counsel;
(B) by mail;
(C) by third-party commercial carrier for delivery within
3 calendar days; or
(D) by electronic means, if the party being served consents
in writing.
(2) If authorized by local rule, a party may use the court’s
transmission equipment to make electronic service under Rule
25(c)(1)(D).
(3) When reasonable considering such factors as the immediacy
of the relief sought, distance, and cost, service on a
party must be by a manner at least as expeditious as the manner
used to file the paper with the court.
(4) Service by mail or by commercial carrier is complete on
mailing or delivery to the carrier. Service by electronic means
is complete on transmission, unless the party making service
is notified that the paper was not received by the party served.
(d) Proof of Service.
(1) A paper presented for filing must contain either of the
following:
(A) an acknowledgment of service by the person served;
or
(
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