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osecution, or sentencing of the obstruction of justice count.
(B) Interaction with Terrorism Adjustment.—If §3A1.4 (Terrorism) applies, do not apply
subsection (b)(1)(B).
3. Convictions for the Underlying Offense.—In the event that the defendant is convicted of an
offense sentenced under this section as well as for the underlying offense (i.e., the offense that
is the object of the obstruction), see the Commentary to Chapter Three, Part C (Obstruction),
and to §3D1.2(c) (Groups of Closely Related Counts).
4. Upward Departure Considerations.—If a weapon was used, or bodily injury or significant
property damage resulted, an upward departure may be warranted. See Chapter Five, Part K
(Departures). In a case involving an act of extreme violence (for example, retaliating against
a government witness by throwing acid in the witness’s face), an upward departure would be
warranted.
5. Subsection (b)(1).—The inclusion of "property damage" under subsection (b)(1) is designed to
address cases in which property damage is caused or threatened as a means of intimidation or
retaliation (e.g., to intimidate a witness from, or retaliate against a witness for, testifying).
Subsection (b)(1) is not intended to apply, for example, where the offense consisted of destroying
a ledger containing an incriminating entry.
Background: This section addresses offenses involving the obstruction of justice generally prosecuted
under the above-referenced statutory provisions. Numerous offenses of varying seriousness may
constitute obstruction of justice: using threats or force to intimidate or influence a juror or federal
officer; obstructing a civil or administrative proceeding; stealing or altering court records; unlawfully
intercepting grand jury deliberations; obstructing a criminal investigation; obstructing a state or
local investigation of illegal gambling; using intimidation or force to influence testimony, alter
evidence, evade legal process, or obstruct the communication of a judge or law enforcement officer;
or causing a witness bodily injury or property damage in retaliation for providing testimony,
information or evidence in a federal proceeding. The conduct that gives rise to the violation may,
therefore, range from a mere threat to an act of extreme violence.
The specific offense characteristics reflect the more serious forms of obstruction. Because the
conduct covered by this guideline is frequently part of an effort to avoid punishment for an offense that
the defendant has committed or to assist another person to escape punishment for an offense, a cross
reference to §2X3.1 (Accessory After the Fact) is provided. Use of this cross reference will provide
an enhanced offense level when the obstruction is in respect to a particularly serious offense, whether
such offense was committed by the defendant or another person.
Historical Note: Effective November 1, 1987. Amended effective November 1, 1989 (see Appendix C, amendments 172-174); November 1,
1991 (see Appendix C, amendment 401); January 25, 2003 (see Appendix C, amendment 647); November 1, 2003 (see Appendix C,
amendment 653); October 24, 2005 (see Appendix C, amendment 676).
§2J1.3. Perjury or Subornation of Perjury; Bribery of Witness
(a) Base Offense Level: 14
November 1, 2005 GUIDELINES MANUAL §2J1.6
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(b) Specific Offense Characteristics
(1) If the offense involved causing or threatening to cause physical injury to
a person, or property damage, in order to suborn perjury, increase by 8
levels.
(2) If the perjury, subornation of perjury, or witness bribery resulted in
substantial interference with the administration of justice, increase by 3
levels.
(c) Cross Reference
(1) If the offense involved perjury, subornation of perjury, or witness bribery
in respect to a criminal offense, apply §2X3.1 (Accessory After the Fact)
in respect to that criminal offense, if the resulting offense level is greater
than that determined above.
(d) Special Instruction
(1) In the case of counts of perjury or subornation of perjury arising from
testimony given, or to be given, in separate proceedings, do not group the
counts together under §3D1.2 (Groups of Closely Related Counts).
Commentary
Statutory Provisions: 18 U.S.C. §§ 201(b)(3), (4), 1621-1623. For additional statutory provision(s),
see Appendix A (Statutory Index).
Application Notes:
1. "Substantial interference with the administration of justice" includes a premature or improper
termination of a felony investigation; an indictment, verdict, or any judicial determination based
upon perjury, false testimony, or other false evidence; or the unnecessary expenditure of
substantial governmental or court resources.
2. For offenses covered under this section, Chapter Three, Part C (Obstruction) does not apply,
unless the defendant obstructed the investigation or trial of the perjury count.
3. In the event that the defendant is convicted under this section as well as for the underlying
offense (i.e., the offense with respect to which he committed perjury, subornation of perjury, or
witness bribery), see the Commentary to Chapter Three, Part C (Obstruction), and to §3D1.2(c)
(Groups of Closely Related Counts).
4. If a weapon was used, or bodily injury or significant property damage resulted, an upward
departure may be warranted. See Chapter Five, Part K (Departures).
5. "Separate proceedings," as used in subsection (d)(1), includes different proceedings in the same
case or matter (e.g., a grand jury proceeding and a trial, or a trial and retrial), and proceedings
§2J1.6 GUIDELINES MANUAL November 1, 2005
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in separate cases or matters (e.g., separate trials of codefendants), but does not include multiple
grand jury proceedings in the same case.
Background: This section applies to perjury, subornation of perjury, and witness bribery, generally
prosecuted under the referenced statutes. The guidelines provide a higher penalty for perjury than
the pre-guidelines practice estimate of ten months imprisonment. The Commission believes that
perjury should be treated similarly to obstruction of justice. Therefore, the same considerations for
enhancing a sentence are applied in the specific offense characteristics, and an alternative reference
to the guideline for accessory after the fact is made.
Historical Note: Effective November 1, 1987. Amended effective November 1, 1989 (see Appendix C, amendment 175); November 1, 1991
(see Appendix C, amendments 401 and 402); November 1, 1993 (see Appendix C, amendment 481); November 1, 2003 (see Appendix C,
amendment 653).
§2J1.4. Impersonation
(a) Base Offense Level: 6
(b) Specific Offense Characteristic
(1) If the impersonation was committed for the purpose of conducting an
unlawful arrest, detention, or search, increase by 6 levels.
(c) Cross Reference
(1) If the impersonation was to facilitate another offense, apply the guideline
for an attempt to commit that offense, if the resulting offense level is
greater than the offense level determined above.
Commentary
Statutory Provisions: 18 U.S.C. §§ 912, 913.
Background: This section applies to impersonation of a federal officer, agent, or employee; and
impersonation to conduct an unlawful search or arrest.
Historical Note: Effective November 1, 1987. Amended effective November 1, 1989 (see Appendix C, amendment 176).
§2J1.5. Failure to Appear by Material Witness
(a) Base Offense Level:
(1) 6, if in respect to a felony; or
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(2) 4, if in respect to a misdemeanor.
(b) Specific Offense Characteristic
(1) If the offense resulted in substantial interference with the administration
of justice, increase by 3 levels.
Commentary
Statutory Provision: 18 U.S.C. § 3146(b)(2). For additional statutory provision(s), see Appendix A
(Statutory Index).
Application Notes:
1. "Substantial interference with the administration of justice" includes a premature or improper
termination of a felony investigation; an indictment, verdict, or any judicial determination based
upon perjury, false testimony, or other false evidence; or the unnecessary expenditure of
substantial governmental or court resources.
2. By statute, a term of imprisonment imposed for this offense runs consecutively to any other term
of imprisonment imposed. 18 U.S.C. § 3146(b)(2).
Background: This section applies to a failure to appear by a material witness. The base offense level
incorporates a distinction as to whether the failure to appear was in respect to a felony or
misdemeanor prosecution. This offense covered by this section is a misdemeanor for which the
maximum period of imprisonment authorized by statute is one year.
Historical Note: Effective November 1, 1987. Amended effective November 1, 1989 (see Appendix C, amendment 177); November 1, 1991
(see Appendix C, amendment 401).
§2J1.6. Failure to Appear by Defendant
(a) Base Offense Level:
(1) 11, if the offense constituted a failure to report for service of sentence; or
(2) 6, otherwise.
(b) Specific Offense Characteristics
(1) If the base offense level is determined under subsection (a)(1), and the
defendant --
(A) voluntarily surrendered within 96 hours of the time he was
originally scheduled to report, decrease by 5 levels; or
(B) was ordered to report to a community corrections center,
§2J1.6 GUIDELINES MANUAL November 1, 2005
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community treatment center, "halfway house," or similar facility,
and subdivision (A) above does not apply, decrease by 2 levels.
Provided, however, that this reduction shall not apply if the defendant,
while away from the facility, committed any federal, state, or local offense
punishable by a term of imprisonment of one year or more.
(2) If the base offense level is determined under subsection (a)(2), and the
underlying offense is --
(A) punishable by death or imprisonment for a term of fifteen years
or more, increase by 9 levels; or
(B) punishable by a term of imprisonment of five years or more, but
less than fifteen years, increase by 6 levels; or
(C) a felony punishable by a term of imprisonment of less than five
years, increase by 3 levels.
Commentary
Statutory Provision: 18 U.S.C. § 3146(b)(1).
Application Notes:
1. "Underlying offense" means the offense in respect to which the defendant failed to appear.
2. For offenses covered under this section, Chapter Three, Part C (Obstruction) does not apply,
unless the defendant obstructed the investigation or trial of the failure to appear count.
3. In the case of a failure to appear for service of sentence, any term of imprisonment imposed on
the failure to appear count is to be imposed consecutively to any term of imprisonment imposed
for the underlying offense. See §5G1.3(a). The guideline range for the failure to appear count
is to be determined independently and the grouping rules of §§3D1.1-3D1.5 do not apply.
However, in the case of a conviction on both the underlying offense and the failure to appear,
other than a case of failure to appear for service of sentence, the failure to appear is treated
under §3C1.1 (Obstructing or Impeding the Administration of Justice) as an obstruction of the
underlying offense, and the failure to appear count and the count or counts for the underlying
offense are grouped together under §3D1.2(c). (Note that 18 U.S.C. § 3146(b)(2) does not
require a sentence of imprisonment on a failure to appear count, although if a sentence of
imprisonment on the failure to appear count is imposed, the statute requires that the sentence
be imposed to run consecutively to any other sentence of imprisonment. Therefore, unlike a
count in which the statute mandates both a minimum and a consecutive sentence of
imprisonment, the grouping rules of §§3D1.1-3D1.5 apply. See §3D1.1(b)(1), comment. (n.1),
and §3D1.2, comment. (n.1).) The combined sentence will then be constructed to provide a
"total punishment" that satisfies the requirements both of §5G1.2 (Sentencing on Multiple
Counts of Conviction) and 18 U.S.C. § 3146(b)(2). For example, if the combined applicable
November 1, 2005 GUIDELINES MANUAL §2J1.6
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guideline range for both counts is 30-37 months and the court determines that a "total
punishment" of 36 months is appropriate, a sentence of 30 months for the underlying offense
plus a consecutive six months’ sentence for the failure to appear count would satisfy these
requirements. (Note that the combination of this instruction and increasing the offense level for
the obstructive, failure to appear conduct has the effect of ensuring an incremental, consecutive
punishment for the failure to appear count, as required by 18 U.S.C. § 3146(b)(2).)
4. If a defendant is convicted of both the underlying offense and the failure to appear count, and
the defendant committed additional acts of obstructive behavior (e.g., perjury) during the
investigation, prosecution, or sentencing of the instant offense, an upward departure may be
warranted. The upward departure will ensure an enhanced sentence for obstructive conduct
for which no adjustment under §3C1.1 (Obstruction of Justice) is made because of the operation
of the rules set out in Application Note 3.
5. In some cases, the defendant may be sentenced on the underlying offense (the offense in respect
to which the defendant failed to appear) before being sentenced on the failure to appear offense.
In such cases, criminal history points for the sentence imposed on the underlying offense are to
be counted in determining the guideline range on the failure to appear offense only where the
offense level is determined under subsection (a)(1) (i.e., where the offense constituted a failure
to report for service of sentence).
Background: This section applies to a failure to appear by a defendant who was released pending
trial, sentencing, appeal, or surrender for service of sentence. Where the base offense level is
determined under subsection (a)(2), the offense level increases in relation to the statutory maximum
of the underlying offense.
Historical Note: Effective November 1, 1987. Amended effective November 1, 1990 (see Appendix C, amendment 329); November 1, 1991
(see Appendix C, amendment 403); November 1, 1998 (see Appendix C, amendment 579); November 1, 2001 (see Appendix C, amendment
636); November 1, 2005 (see Appendix C, amendment 680).
§2J1.7. Commission of Offense While on Release
If an enhancement under 18 U.S.C. § 3147 applies, add 3 levels to the offense level for
the offense committed while on release as if this section were a specific offense
characteristic contained in the offense guideline for the offense committed while on
release.
Commentary
Statutory Provision: 18 U.S.C. § 3147.
Application Notes:
1. Because 18 U.S.C. § 3147 is an enhancement provision, rather than an offense, this section
provides a specific offense characteristic to increase the offense level for the offense committed
while on release.
§2J1.6 GUIDELINES MANUAL November 1, 2005
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2. Under 18 U.S.C. § 3147, a sentence of imprisonment must be imposed in addition to the
sentence for the underlying offense, and the sentence of imprisonment imposed under 18 U.S.C.
§ 3147 must run consecutively to any other sentence of imprisonment. Therefore, the court, in
order to comply with the statute, should divide the sentence on the judgment form between the
sentence attributable to the underlying offense and the sentence attributable to the enhancement.
The court will have to ensure that the "total punishment" (i.e., the sentence for the offense
committed while on release plus the sentence enhancement under 18 U.S.C. § 3147) is in accord
with the guideline range for the offense committed while on release, as adjusted by the
enhancement in this section. For example, if the applicable adjusted guideline range is 30-37
months and the court determines "total punishment" of 36 months is appropriate, a sentence of
30 months for the underlying offense plus 6 months under 18 U.S.C. § 3147 would satisfy this
requirement.
Background: An enhancement under 18 U.S.C. § 3147 may be imposed only after sufficient notice
to the defendant by the government or the court, and applies only in the case of a conviction for a
federal offense that is committed while on release on another federal charge.
Legislative history indicates that the mandatory nature of the penalties required by 18 U.S.C.
§ 3147 was to be eliminated upon the implementation of the sentencing guidelines. "Section 213(h)
[renumbered as §200(g) in the Crime Control Act of 1984] amends the new provision in title I of this
Act relating to consecutive enhanced penalties for committing an offense on release (new 18 U.S.C.
§ 3147) by eliminating the mandatory nature of the penalties in favor of utilizing sentencing
guidelines." (Senate Report 98-225 at 186). Not all of the phraseology relating to the requirement
of a mandatory sentence, however, was actually deleted from the statute. Consequently, it appears
that the court is required to impose a consecutive sentence of imprisonment under this provision, but
there is no requirement as to any minimum term. This guideline is drafted to enable the court to
determine and implement a combined "total punishment" c
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